RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A•• P••••••
- C••••••• P••••••• independent RIA currentsince Jun 1, 2022 · Southborough, Ma
- F••••• C••••••• L•• formerSep 15, 2020 to Jun 21, 2022 · Southborough, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 15, 2019 to Aug 21, 2020 · Framingham, Ma
- F••••• C••••••• L•• to C••••••• P•••••••left Jun 21, 2022, registered Jun 1, 2022 (-20 days) · RIA to RIA · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to F••••• C••••••• L••left Aug 21, 2020, registered Sep 15, 2020 (25 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• A•• P•••••• left F••••• C••••••• L•• for C••••••• P••••••• (registered 2022-06-01)Jun 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address