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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FERRIS CAPITAL, LLC

CRD 160116

SOUTHBOROUGH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c224cd07-3545-a999-e048-c695861b0742

Data as of Mar 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 1
Observed: Apr 20, 2012 to Mar 24, 2022
45 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Ferris Capital, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $756MItem 5.F on the latest filing (2022-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $756M
Private client RAUM: $747MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 615
Individual clients: 73
High net worth clients: 103
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $1.6Mgross asset value as reported per fund; never fund size
Custody, client assets: $162M
SEC number: 801-76607
CRD: 160116
Filings on the tape: 45
First filed: Apr 20, 2012
Latest filed: Mar 24, 2022
Organised: Limited Liability Company, Massachusetts

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FD CHESTNUT OPPORTUNITY, LLC	Private Equity Fund	$1.6M	Mar 24, 2022	7	Oct 29, 2018	reported	021-320964

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FERRIS, DAVID, MATTHEW	MANAGING MEMBER	E	yes	10/2012	Oct 12, 2012	Mar 24, 2022
Russell, Matthew, James	ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	Na	yes	07/2017	Jul 12, 2017	Mar 24, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FERRIS DEVELOPMENT GROUP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 24, 2022	$756M	$756M	8	6	0	1	$1.6M
2020	Mar 24, 2021	$681M	$680M	7	5	0	1	$1.6M
2019	Mar 25, 2020	$592M	$591M	9	4	0	1	$1.6M
2018	Mar 25, 2019	$578M	$575M	12	6	0	1	$1.5M
2017	Mar 30, 2018	$593M	$589M	14	8	0	n/a	n/a
2016	Mar 21, 2017	$538M	$446M	8	7	n/a	n/a	n/a
2015	Jan 29, 2016	$501M	$444M	6	5	n/a	n/a	n/a
2014	Mar 23, 2015	$248M	$234M	6	5	n/a	n/a	n/a
2013	Feb 28, 2014	$240M	$223M	5	3	n/a	n/a	n/a
2012	Mar 25, 2013	$175M	$165M	5	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$756M	$681M	11.0%	$578M	9.4%	8	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREATIVE PLANNING	4	Jun 21, 2022	Jul 6, 2022	SOUTHBOROUGH, MA	Firm absorbed	RIA to RIA	100.0%

Relationships

Advises (1)

→ FD CHESTNUT OPPORTUNITY, LLCPrivate fundPrivate Equity Fund, IA
Oct 29, 2018 to presentfactForm ADV

Controls (2)

← FERRIS, DAVID, MATTHEWOwnerMANAGING MEMBER, ownership code E, individual
Oct 12, 2012 to presentfactForm ADV
← Russell, Matthew, JamesOwnerASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 12, 2017 to presentfactForm ADV

Moved with (1)

→ CREATIVE PLANNINGRegistered adviser4 advisors, firm absorbed, same day
Jun 21, 2022 to Jul 6, 2022factForm ADV

Registered with (10)

← ERIC GANELESAdvisorregistration: previous registration
Nov 16, 2017 to Jun 21, 2022factForm ADV
← ANDREW DAVID VERNAZZAAdvisorregistration: previous registration
May 19, 2014 to Jun 21, 2022factForm ADV
← MATTHEW K ELSENBECKAdvisorregistration: previous registration
May 19, 2014 to Jun 21, 2022factForm ADV
← REBEKAH ANN PENNELLAdvisorregistration: previous registration
Sep 15, 2020 to Jun 21, 2022factForm ADV
← TODD CRAIG SILVERMANAdvisorregistration: previous registration
Oct 2, 2018 to Oct 7, 2019factForm ADV
← ROBERT Edward WHELANAdvisorregistration: previous registration
May 30, 2017 to Aug 13, 2019factForm ADV
← KEVIN PATRICK HODSONAdvisorregistration: previous registration
Jun 13, 2018 to Feb 11, 2019factForm ADV
← DAVID LUKE BARLOWAdvisorregistration: previous registration
Feb 29, 2016 to Jan 23, 2019factForm ADV
← PAUL M LITCHFIELDAdvisorregistration: previous registration
May 19, 2014 to Nov 9, 2017factForm ADV
← MATTHEW JAMES DELLOVOAdvisorregistration: previous registration
May 28, 2014 to Jun 1, 2015factForm ADV

Dated events

Occurred
Jun 21, 2022
Firm absorbed
Ferris Capital, LLC's advisors moved to Creative Planning (Southborough, MA): 4 of 4 registered, on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Jun 21, 2022
Advisor changed firm
Andrew David Vernazza left Ferris Capital, Llc for Creative Planning (registered 2022-06-02)
Form ADVobserved 4 days ago
Occurred
Jun 21, 2022
Advisor changed firm
Eric Ganeles left Ferris Capital, Llc for Creative Planning (registered 2022-07-06)
Form ADVobserved 4 days ago
Occurred
Jun 21, 2022
Advisor changed firm
Matthew K Elsenbeck left Ferris Capital, Llc for Creative Planning (registered 2022-06-02)
Form ADVobserved 4 days ago
Occurred
Jun 21, 2022
Advisor changed firm
Rebekah Ann Pennell left Ferris Capital, Llc for Creative Planning (registered 2022-06-01)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c224cd07-3545-a999-e048-c695861b0742
First observed: Apr 20, 2012
Last observed: Mar 24, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FERRIS CAPITAL, LLC

CRD 160116

SOUTHBOROUGH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c224cd07-3545-a999-e048-c695861b0742

Data as of Mar 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FD CHESTNUT OPPORTUNITY, LLC

Private Equity Fund

$1.6M

Mar 24, 2022

Oct 29, 2018

reported

021-320964

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FERRIS, DAVID, MATTHEW

MANAGING MEMBER

yes

10/2012

Oct 12, 2012

Mar 24, 2022

Russell, Matthew, James

ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER

yes

07/2017

Jul 12, 2017

Mar 24, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FERRIS DEVELOPMENT GROUP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 24, 2022

$756M

$1.6M

2020

Mar 24, 2021

$681M

$680M

$1.6M

2019

Mar 25, 2020

$592M

$591M

$1.6M

2018

Mar 25, 2019

$578M

$575M

$1.5M

2017

Mar 30, 2018

$593M

$589M

n/a

2016

Mar 21, 2017

$538M

$446M

n/a

2015

Jan 29, 2016

$501M

$444M

n/a

2014

Mar 23, 2015

$248M

$234M

n/a

2013

Feb 28, 2014

$240M

$223M

n/a

2012

Mar 25, 2013

$175M

$165M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$756M

$681M

11.0%

$578M

9.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREATIVE PLANNING

Jun 21, 2022

Jul 6, 2022

SOUTHBOROUGH, MA

Firm absorbed

RIA to RIA

100.0%