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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

RICHARD CHARLES CALLAGHAN

Advisor at EQUITABLE ADVISORS, LLC

WOODBRIDGE, NJ

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Search this name across graphsid dfx:ria:3acc0901-569a-efed-c7fe-d390da63d6ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 8, 1995
First registration: Jan 5, 2005
Dual registered: yes, broker-dealer
Other names: RICHARD CHARLES CALLAGHAN
IAPD individual key: 2585875

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 14, 2024	n/a	yes	WOODBRIDGE, NJ	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 5, 2019	Mar 25, 2024	no	WARREN, NJ	Previous registration
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	May 15, 2015	Jul 8, 2019	no	Morristown, NJ\|GLEN ALLEN, VA\|MELVILLE, NY	Previous registration
SEELAUS ASSET MANAGEMENT, LLC	Other adviser	Jan 28, 2013	May 15, 2015	no	CHATHAM, NJ	Previous registration
R. SEELAUS & CO., INC.	Former SEC adviser	Apr 10, 2012	Apr 4, 2013	no	Chatham, NJ\|CHATHAM, NJ\|SUMMIT, NJ	Previous registration
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	Independent wealth	Feb 22, 2011	Apr 10, 2012	no	FLORHAM PARK, NJ	Previous registration
THE JEFFREY MATTHEWS INVESTMENT ADVISORY GROUP LLC	n/a	Jan 5, 2005	Dec 10, 2007	no	MILLBURN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	EQUITABLE ADVISORS, LLC	Mar 25, 2024	Mar 14, 2024	-11	Firm change	Ibd to ibd
CAPITOL SECURITIES MANAGEMENT, INC.	LPL FINANCIAL LLC	Jul 8, 2019	Jul 5, 2019	-3	Firm change	RIA to RIA
SEELAUS ASSET MANAGEMENT, LLC	CAPITOL SECURITIES MANAGEMENT, INC.	May 15, 2015	May 15, 2015	0	Firm change	Other
R. SEELAUS & CO., INC.	SEELAUS ASSET MANAGEMENT, LLC	Apr 4, 2013	Jan 28, 2013	-66	Firm change after gap	Other
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	R. SEELAUS & CO., INC.	Apr 10, 2012	Apr 10, 2012	0	Firm change	Other
THE JEFFREY MATTHEWS INVESTMENT ADVISORY GROUP LLC	JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	Dec 10, 2007	Feb 22, 2011	1,170	Firm change after gap	Other

Relationships

Registered with (7)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Mar 14, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 5, 2019 to Mar 25, 2024factForm ADV
→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: previous registration
May 15, 2015 to Jul 8, 2019factForm ADV
→ SEELAUS ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 28, 2013 to May 15, 2015factForm ADV
→ R. SEELAUS & CO., INC.Registered adviserregistration: previous registration
Apr 10, 2012 to Apr 4, 2013factForm ADV
→ JEFFREY MATTHEWS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 22, 2011 to Apr 10, 2012factForm ADV
→ THE JEFFREY MATTHEWS INVESTMENT ADVISORY GROUP LLCRegistered adviserregistration: previous registration
Jan 5, 2005 to Dec 10, 2007factForm ADV

Dated events

Occurred
Mar 25, 2024
Advisor changed firm
Richard Charles Callaghan left Lpl Financial Llc for Equitable Advisors, Llc (registered 2024-03-14)
Form ADVobserved 5 days ago