DFX Intelligence

Data Factory

M••• S••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M••• S••••• S•••

Advisor at L•••• B•••••• • C••• L••

Manlius, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ad1323e-a48b-07a6-eccc-29764dec2d69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 23, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• B•••••• • C••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• B•••••• • C••• L••	Independent wealth	Jan 15, 2021	n/a	yes	Manlius, NY	Current employment
M••••• S••••••	Wirehouse	Oct 19, 2017	Dec 9, 2020	no	Syracuse, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	L•••• B•••••• • C••• L••	Dec 9, 2020	Jan 15, 2021	37	Firm change	Wirehouse to RIA
M•• I•••••••• S•••••••• L••	M••••• S••••••	May 30, 2017

Relationships

Registered with (4)

→ L•••• B•••••• • C••• L••Registered adviserregistration: current employment
Jan 15, 2021 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 19, 2017 to Dec 9, 2020factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to May 30, 2017factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ad1323e-a48b-07a6-eccc-29764dec2d69
First observed: May 23, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.