RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• S••••• S•••
- Designations
- MBAreportedleighbaldwinadvisory.comas printed on the bio page, Sep 16, 2026
- Professional profile
- leighbaldwinadvisory.com/about/our-team/manlius/mary-swanreportedleighbaldwinadvisory.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- L•••• B•••••• • C••• L•• independent RIA currentsince Jan 15, 2021 · Manlius, Ny
- M••••• S•••••• wirehouseOct 19, 2017 to Dec 9, 2020 · Syracuse, Ny
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to May 30, 2017 · Newtown Square, Pa
- M•• F•••••••• S•••••••• I••• formerMay 23, 2016 to Mar 25, 2017 · Newtown Square, Pa
- M••••• S•••••• to L•••• B•••••• • C••• L••left Dec 9, 2020, registered Jan 15, 2021 (37 days) · Wirehouse to independent RIA
- M•• I•••••••• S•••••••• L•• to M••••• S••••••left May 30, 2017, registered Oct 19, 2017 (142 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address