This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.J. BURNS & COMPANY

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 21, 2010earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Chartered Financial Analyst

Exams

S63|S66

First exam

Sep 21, 2010

First registration

Aug 26, 2021

Dual registered

no

Other names

DAVID MICHAEL CARTER|DAVID M CARTER|David Carter

IAPD individual key

2362095

• Occurred

  Aug 12, 2025
  Advisor changed firm

  David Michael Carter left J.P. Morgan Securities Llc for J.J. Burns & Company (registered 2025-10-15)

  Form ADVobserved 5 days ago
• Occurred

  May 27, 2022
  Advisor changed firm

  David Michael Carter left Wealthspire Advisors for J.P. Morgan Securities Llc (registered 2022-05-31)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3af1b067-bc03-54fb-5bf4-7d82653e3616

First observed

Aug 26, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.