DFX Intelligence

J••• B•••• • C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 1b 10b

J••• B•••• • C••••••

J•••• J. B•••• & COMPANY, LLC, CRD 140452

MELVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 8
On other graphs: 0
Observed: Mar 27, 2012 to Sep 22, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $1.2Bderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $179Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• J••••• B••••	Certified Financial Planner	MELVILLE, NY	5	38	n/a	no
R•••• B••••••	Certified Financial Planner	MELVILLE, NY	5	19	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J••••• J•••••	PRESIDENT/CEO	E	yes	04/2006	Mar 24, 2026	Mar 24, 2026
E••••• J••••••	MANAGER OF CLIENT SERVICES & CCO	Na	yes	02/2023	Mar 24, 2026	Mar 24, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.1B	17.1%	$700M	21.4%	16	15	0	0

Relationships

Registered with (8)

← D•••• M•••••• C•••••Advisorregistration: current employment
Oct 15, 2025 to presentfactForm ADV
← A•••••• B••• M••••Advisorregistration: current employment
May 7, 2024 to presentfactForm ADV
← A••• K•••••Advisorregistration: current employment
Feb 25, 2022 to presentfactForm ADV
← N•••• A•• H••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
4 Mar 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
4 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$185M
Occurred
4 Mar 2023
Control person joined2 events
J••• B•••• • C••••••: control person joined, 2 events, on 4 Mar 2023
- ••• Locked
- ••• Locked
Occurred
8 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$150M
Occurred
27 Mar 2020
Regulatory AUM changed
••• Locked
Form ADV
$111M

Show 2 bookkeeping events

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 27, 2012
Last observed: Sep 22, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$184M	$184M	6	3	n/a	n/a	n/a
2014	Mar 19, 2015	$190M	$190M	6	2	n/a	n/a	n/a
2013	Mar 31, 2014	$159M	$159M	6	2	n/a	n/a	n/a
2012	Feb 21, 2013	$141M	$141M	6	2	n/a	n/a	n/a
2011	Mar 27, 2012	$122M	$122M	n/a	n/a	n/a	n/a	n/a