J•••• R•••••••

Advisor at M•• I•••••••• S•••••••• L••

SPRINGFIELD, MA | Deland, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b02c5d8-a78c-581b-d139-0d7c813cccdc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Aug 30, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jul 8, 2025	n/a	yes	SPRINGFIELD, MA\|Deland, FL	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	May 23, 2024	Jun 10, 2025	no	Winter Springs, FL\|GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	M•• I•••••••• S•••••••• L••	Jun 10, 2025	Jul 8, 2025	28	Firm change	Ibd to ibd
N••••••••• I••••••••• A•••••••• L••	E•••••• A••••••• G••••• L••	Apr 22, 2024	May 23, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
286153:112058:CT:2020-11-28	Nov 29, 2020	Jul 22, 2022	HARTFORD, CT	Firm change after gap

Relationships

Registered with (8)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 8, 2025 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
May 23, 2024 to Jun 10, 2025factForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 1, 2023 to Apr 22, 2024factForm ADV
→ P••••••••• S••••• S••••••••• L••

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b02c5d8-a78c-581b-d139-0d7c813cccdc
First observed: Aug 30, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.