DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••••
San Leandro, CA | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• R••••••••• G••••• L•• | F•••••• | Oct 6, 2022 | Feb 28, 2022 | -220 | Firm change after gap | RIA to RIA |
| F•• S••••••••• C••••••••• | T•• R••••••••• G••••• L•• | Sep 14, 2022 | Jan 29, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 148296:7461:CA:2017-12-31 | Dec 31, 2017 | Mar 30, 2015 | SAN DIEGO, CA | Firm change after gap |
| T•• R••••••••• G••••• L•• | Former SEC adviser | Jan 29, 2018 | Oct 6, 2022 | no | SAN DIEGO, CA|San Lorenzo, CA | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Mar 30, 2015 | Sep 14, 2022 | no | SAN DIEGO, CA|SAN LEANDRO, CA | Previous registration |
| T•• R••••••••• G••••• L•• | Former SEC adviser | Apr 16, 2014 | Dec 31, 2017 | no | SAN DIEGO, CA | Previous registration |
| -1,689 |
| Firm change after gap |
| Other |
| T•• R••••••••• G••••• L•• | F•• S••••••••• C••••••••• | Dec 31, 2017 | Mar 30, 2015 | -1,007 | Firm change after gap | Other |