L•••• W•••• R••

Advisor at L•• F•••••••• L••

CHARLOTTE, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b4df3e0-57db-0d98-d74c-675a49620ba9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 15, 2024	n/a	yes	CHARLOTTE, MI	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Oct 3, 2012	Feb 13, 2024	no	COLDWATER, MI\|CHARLOTTE, MI\|NASHVILLE, MI\|GRAND LEDGE, MI\|OLIVET, MI\|EATON RAPIDS, MI\|Stockbridge, MI\|Gregory, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	L•• F•••••••• L••	Feb 13, 2024	Feb 15, 2024	2	Firm change	Ibd to ibd
F•••• T•••• S••••••••• I•••	O•••• I••••••••• I•••	Sep 6, 2012	Oct 3, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
35371:6413:MI:2024-01-30	Feb 13, 2024	Feb 15, 2024	GREGORY, MI	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 4, 2008 to Mar 22, 2010factForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 3, 2012 to Feb 13, 2024factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
May 18, 2011 to Sep 6, 2012factForm ADV
→ L•••••• A•• C••••••

Dated events

Occurred
Feb 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b4df3e0-57db-0d98-d74c-675a49620ba9
First observed: Jul 26, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.