RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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L•••• W•••• R••
- L•• F•••••••• L•• BD affiliated currentsince Feb 15, 2024 · Charlotte, Mi
- O•••• I••••••••• I••• BD affiliatedOct 3, 2012 to Feb 13, 2024 · Coldwater, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedMay 18, 2011 to Sep 6, 2012 · Lansing, Mi
- L•••••• A•• C•••••• formerOct 20, 2010 to May 17, 2011 · Troy, Mi
- L•• F•••••••• L•• BD affiliatedMar 4, 2008 to Mar 22, 2010 · Jackson, Mi
- I••• S••••••••• I••• unclassifiedJul 26, 2004 to Mar 4, 2008 · Brooklyn, Mi
- O•••• I••••••••• I••• to L•• F•••••••• L••left Feb 13, 2024, registered Feb 15, 2024 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•••• T•••• S••••••••• I••• to O•••• I••••••••• I•••left Sep 6, 2012, registered Oct 3, 2012 (27 days) · Other
- L•••••• A•• C•••••• to F•••• T•••• S••••••••• I•••left May 17, 2011, registered May 18, 2011 (1 days) · Other
- L•• F•••••••• L•• to L•••••• A•• C••••••left Mar 22, 2010, registered Oct 20, 2010 (212 days) · Other
- I••• S••••••••• I••• to L•• F•••••••• L••left Mar 4, 2008, registered Mar 4, 2008 (0 days) · corporate re-registration, not a move
- L•••• W•••• R•• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2024-02-15)Feb 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address