This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 30, 1997earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

8derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Jan 30, 1997

First registration

Oct 21, 2009

Dual registered

yes, broker-dealer

Other names

AMY M SCHWENZFEIER|AMY SCHWENZFEIER|AMY SCHWENZFEIER ROBERTS|AMY S ROBERTS|AMY ROBERTS

IAPD individual key

2170658

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3b813b4c-b11c-9bea-2187-37432691ef0c

First observed

Oct 21, 2009

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.