DFX Intelligence

A•••••• J••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

A•••••• J••• H•••••••••

Advisor at M•••• F•••••••• A•••••••

Sheboygan Falls, WI | ALPHARETTA, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 6, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Apr 25, 2025	n/a	yes	Sheboygan Falls, WI\|ALPHARETTA, GA	Current employment
S•••••••• W••••• M•••••••••	Former SEC adviser	Jan 8, 2020	Apr 25, 2025	no	MINOCQUA, WI\|Peoria, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W••••• M•••••••••	M•••• F•••••••• A•••••••	Apr 25, 2025	Apr 25, 2025	0	Firm change	RIA to RIA
F•• R•••• C••••••	S•••••••• W••••• M•••••••••	Jun 24, 2019	Jan 8, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
281313:306953:WI:2019-06-24	Jun 24, 2019	Jan 8, 2020	APPLETON, WI	Firm change

Relationships

Registered with (6)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Apr 25, 2025 to presentfactForm ADV
→ S•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 8, 2020 to Apr 25, 2025factForm ADV
→ F•• R•••• C••••••Registered adviserregistration: previous registration
Jan 11, 2016 to Jun 24, 2019factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviser

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 18, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.