DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• J••• H•••••••••

M•••• F•••••••• A•••••••BD affiliatedSheboygan Falls, Wi IA-onlyIAPD 5865739

Certified Financial Planner

Feed of 09/14/2026

Also filed as Tony H•••••••••

At current firm

1 y

since Apr 25, 2025

In the industry

15 y

since Dec 6, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Apr 25, 2025 · Sheboygan Falls, Wi
S•••••••• W••••• M••••••••• former
Jan 8, 2020 to Apr 25, 2025 · Minocqua, Wi
F•• R•••• C•••••• unclassified
Jan 11, 2016 to Jun 24, 2019 · Appleton, Wi
C•••••••• F•••••••• G•••• A••••••• former
Aug 11, 2014 to Jan 8, 2016 · Green Bay, Wi
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jan 6, 2012 to Aug 7, 2014 · Madison, Wi
I••••••••• A••••••• I••••••••• I••• unclassified
Jan 18, 2011 to Jan 6, 2012 · Madison, Wi

Moves

a registration end followed by a registration begin elsewhere

S•••••••• W••••• M••••••••• to M•••• F•••••••• A•••••••
left Apr 25, 2025, registered Apr 25, 2025 (0 days) · RIA to RIA
F•• R•••• C•••••• to S•••••••• W••••• M•••••••••
left Jun 24, 2019, registered Jan 8, 2020 (198 days) · Other · moved with a team
C•••••••• F•••••••• G•••• A••••••• to F•• R•••• C••••••
left Jan 8, 2016, registered Jan 11, 2016 (3 days) · Other
T••••••••• F•••••••• A•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••
left Aug 7, 2014, registered Aug 11, 2014 (4 days) · Other
I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••
left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move

Signals

A•••••• J••• H••••••••• left S•••••••• W••••• M••••••••• for M•••• F•••••••• A••••••• (registered 2025-04-25)
Apr 25, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address