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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Robert JOSEPH O'Hara

Advisor at SANCTUARY ADVISORS, LLC

MIAMI, FL | Moorestown, NJ

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Search this name across graphsid dfx:ria:3b9192a2-d625-80f9-b2dd-1b69d18a346a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANCTUARY ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 9, 2005
First registration: Nov 10, 2005
Dual registered: yes, broker-dealer
Other names: RORY O'HARA|ROBERT JOSEPH O'HARA|ROBERT JOSEPH O'HARA|ROBERT JOSEPH O HARA
IAPD individual key: 4994220

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Aug 20, 2021	n/a	yes	Moorestown, NJ\|MIAMI, FL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 11, 2007	Aug 24, 2021	no	MOUNT LAUREL, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Sep 18, 2007	no	PHILADELPHIA, PA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 19, 2006	Apr 2, 2007	no	PHILADELPHIA, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 10, 2005	Jan 12, 2006	no	W. CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SANCTUARY ADVISORS, LLC	Aug 24, 2021	Aug 20, 2021	-4	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 18, 2007	Sep 11, 2007	-7	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY DW INC.	Jan 12, 2006	Jan 19, 2006	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:226606:NJ:2021-08-23	Aug 24, 2021	Aug 20, 2021	MOUNT LAUREL, NJ	Firm change

Relationships

Registered with (5)

→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: current employment
Aug 20, 2021 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 11, 2007 to Aug 24, 2021factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Sep 18, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 19, 2006 to Apr 2, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 10, 2005 to Jan 12, 2006factForm ADV

Dated events

No dated event names this entity yet.