DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tom Johnson Investment Management, LLC
Latest filing Apr 28, 2026
First filing on the tape Nov 15, 2011 · 19 filings
SEC status approved since Oct 21, 1992
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$1.5B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$272M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.6B as of Apr 28, 2026
Mar 27, 2012$555M then
HNW client RAUM$852M as of Apr 28, 2026
Mar 27, 2018$651M then
State-registered IARs (5.B.3)6 as of Apr 28, 2026
Mar 27, 20136 then
Employees (5.A)11 as of Apr 28, 2026
Mar 27, 201311 then
Private funds: no history
RAUM +0.2% over the last fiscal year+2.4% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $272MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 906derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $639,134derivedHNW RAUM over HNW clients
- Average account
- $289,928derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$852M52%
- Individuals$613M38%
- Charitable organizations$89.0M5.5%
- Corporations and businesses$60.8M3.7%
- Pension and profit-sharing plans$18.0M1.1%
- Individual clients
- 4,104reported
- HNW clients
- 1,333reported
- Pension plan clients
- 27reported
- Charitable clients
- 47reported
- Accounts
- 5,631reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $1.1B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Howorth ParryChartered Financial Analyst | Oklahoma City, Ok | Nov 13, 1992 | 34 y | 0 |
| Douglas Alan HawsChartered Financial Analyst | Oklahoma City, Ok | Jul 2, 1997 | 31 y | 0 |
| Cory James RobinsonChartered Financial Analyst | Oklahoma City, Ok | Apr 6, 2004 | 26 y | 0 |
| Nicholas Jennings PointerChartered Financial Analyst | Oklahoma City, Ok | Sep 12, 2012 | 15 y | 0 |
| Jeremy Hunter WilcoxCertified Financial Planner | Oklahoma City, Ok | Feb 8, 2016 | 11 y | 0 |
| Virginia Ann Davis | Oklahoma City, Ok | Feb 11, 2021 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- John Alan Shepley to Kornitzer Capital Management, Inc.Apr 11, 2005 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Howorth Richard Parry · Member, Sole Trustee Of The Richard H. Parry Living Trust, President & Ciocontrolsince 07/2010 · owns 10% to 25%
- Ann Lori Calfy · Senior Vice President & Chief Compliance Officersince 09/2005 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oklahoma City, Ok · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Apr 28, 2026private clients per advisor of 906.2 against a peer median of 64.8 (1150 comparable advisers, 99.0th percentile, 20.5 robust deviations)peers: independent wealth managers, $1B to $5B (1,150) · 99% percentile
What changed
consecutive filings, newest first
- Related adviser · false to trueMar 28, 2026 to Apr 28, 2026
- Accounts · 5,871 to 5,631Mar 24, 2025 to Mar 28, 2026
- Charity clients · 49 to 47Mar 24, 2025 to Mar 28, 2026
- Corporate clients · 88 to 120Mar 24, 2025 to Mar 28, 2026
- HNW clients · 1,497 to 1,333Mar 24, 2025 to Mar 28, 2026
- Individual clients · 4,198 to 4,104Mar 24, 2025 to Mar 28, 2026
- Pension plan clients · 39 to 27Mar 24, 2025 to Mar 28, 2026
- Discretionary RAUM · $1.6B to $1.6BMar 24, 2025 to Mar 28, 2026
- HNW RAUM · $853M to $852MMar 24, 2025 to Mar 28, 2026
- Individual RAUM · $627M to $613MMar 24, 2025 to Mar 28, 2026
- Pension RAUM · $20.9M to $18.0MMar 24, 2025 to Mar 28, 2026
- RAUM · $1.6B to $1.6BMar 24, 2025 to Mar 28, 2026
- Wrap assets (manager) · $1.1B to $1.1BMar 24, 2025 to Mar 28, 2026
- Accounts · 5,627 to 5,871Mar 27, 2024 to Mar 24, 2025
- Charity clients · 53 to 49Mar 27, 2024 to Mar 24, 2025
- Corporate clients · 90 to 88Mar 27, 2024 to Mar 24, 2025
- HNW clients · 1,751 to 1,497Mar 27, 2024 to Mar 24, 2025
- Individual clients · 3,712 to 4,198Mar 27, 2024 to Mar 24, 2025
- Pension plan clients · 21 to 39Mar 27, 2024 to Mar 24, 2025
- Financial planning clients · 251-500 to 251-500Mar 27, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.5B to $1.6BMar 27, 2024 to Mar 24, 2025
- HNW RAUM · $836M to $853MMar 27, 2024 to Mar 24, 2025
- Individual RAUM · $522M to $627MMar 27, 2024 to Mar 24, 2025
- Pension RAUM · $15.3M to $20.9MMar 27, 2024 to Mar 24, 2025
- RAUM · $1.5B to $1.6BMar 27, 2024 to Mar 24, 2025
- Wrap assets (manager) · $1.1B to $1.1BMar 27, 2024 to Mar 24, 2025
- Accounts · 5,573 to 5,627Mar 3, 2023 to Mar 27, 2024
- Charity clients · 65 to 53Mar 3, 2023 to Mar 27, 2024
- Corporate clients · 93 to 90Mar 3, 2023 to Mar 27, 2024
- HNW clients · 1,848 to 1,751Mar 3, 2023 to Mar 27, 2024
- Individual clients · 3,545 to 3,712Mar 3, 2023 to Mar 27, 2024
- Pension plan clients · 22 to 21Mar 3, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.5B to $1.5BMar 3, 2023 to Mar 27, 2024
- HNW RAUM · $846M to $836MMar 3, 2023 to Mar 27, 2024
- Individual RAUM · $497M to $522MMar 3, 2023 to Mar 27, 2024
- Pension RAUM · $16.8M to $15.3MMar 3, 2023 to Mar 27, 2024
- RAUM · $1.5B to $1.5BMar 3, 2023 to Mar 27, 2024
- Wrap assets (manager) · $1.2B to $1.1BMar 3, 2023 to Mar 27, 2024
- Accounts · 5,822 to 5,573Mar 29, 2022 to Mar 3, 2023
- Advisory employees · 7 to 6Mar 29, 2022 to Mar 3, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 405-236-2008reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-404-8546reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 405-236-2111reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- TJIM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 405-236-2111reportedpublic record, Form ADV, Apr 28, 2026
- Contact form
- TJIM.COM/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- tjim.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $272Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026