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Advisor at WELLS FARGO ADVISORS
MONTGOMERY, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 31, 2020 | n/a | yes | MONTGOMERY, AL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 17, 2019 | Aug 6, 2020 | no | Montgomery, AL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 17, 2009 | May 21, 2019 | no | MONTGOMERY, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Aug 6, 2020 | Jul 31, 2020 | -6 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | May 21, 2019 | May 17, 2019 | -4 | Firm change | Wirehouse to ibd |