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RIA / WealthAdvisor12 years in industry

Vincent Buttaro

Advisor at COMPASS WEALTH

Topeka, KS | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:3bc338c6-fa3e-c1b9-432a-7267f0e1f102

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Apr 7, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPASS WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 4, 2014
First registration: Apr 7, 2014
Dual registered: no
Other names: Vincent Buttaro|Vincent Buttaro
IAPD individual key: 6156731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPASS WEALTH	Independent wealth	May 22, 2026	n/a	yes	Topeka, KS\|ST. LOUIS, MO	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 18, 2024	May 27, 2026	no	TOPEKA, KS	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Nov 8, 2022	Nov 18, 2024	no	Topeka, KS	Previous registration
EDWARD JONES	National bd RIA	Apr 7, 2014	Nov 2, 2022	no	ST. LOUIS, MO\|TEMPE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	COMPASS WEALTH	May 27, 2026	May 22, 2026	-5	Firm change	Ibd to RIA
AE WEALTH MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Nov 18, 2024	Nov 18, 2024	0	Firm change	RIA to ibd
EDWARD JONES	AE WEALTH MANAGEMENT, LLC	Nov 2, 2022	Nov 8, 2022	6	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ COMPASS WEALTHRegistered adviserregistration: current employment
May 22, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 18, 2024 to May 27, 2026factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 8, 2022 to Nov 18, 2024factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 7, 2014 to Nov 2, 2022factForm ADV

Dated events

Occurred
May 27, 2026
Advisor changed firm
Vincent Buttaro left Cetera Investment Advisers Llc for Compass Wealth (registered 2026-05-22)
Form ADVobserved 5 days ago
Occurred
Nov 18, 2024
Advisor changed firm
Vincent Buttaro left Ae Wealth Management, Llc for Cetera Investment Advisers Llc (registered 2024-11-18)
Form ADVobserved 5 days ago
Occurred
Nov 2, 2022
Advisor changed firm
Vincent Buttaro left Edward Jones for Ae Wealth Management, Llc (registered 2022-11-08)
Form ADVobserved 5 days ago