DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Vincent Buttaro

Compass Wealthindependent RIATopeka, Ks IA-onlyIAPD 6156731

Feed of 09/15/2026

Also filed as Vincent Buttaro

At current firm

0 y

since May 22, 2026

In the industry

12 y

since Apr 4, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Compass Wealth independent RIA current
since May 22, 2026 · Topeka, Ks
Cetera Investment Advisers LLC BD affiliated
Nov 18, 2024 to May 27, 2026 · Topeka, Ks
Ae Wealth Management, LLC BD affiliated
Nov 8, 2022 to Nov 18, 2024 · Topeka, Ks
Edward Jones national BD
Apr 7, 2014 to Nov 2, 2022 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Compass Wealth
left May 27, 2026, registered May 22, 2026 (-5 days) · Affiliated broker-dealer or bank to independent RIA
Ae Wealth Management, LLC to Cetera Investment Advisers LLC
left Nov 18, 2024, registered Nov 18, 2024 (0 days) · RIA to affiliated broker-dealer or bank
Edward Jones to Ae Wealth Management, LLC
left Nov 2, 2022, registered Nov 8, 2022 (6 days) · Affiliated broker-dealer or bank to another

Signals

Vincent Buttaro left Cetera Investment Advisers Llc for Compass Wealth (registered 2026-05-22)
May 27, 2026 · Advisor changed firm · fact
Vincent Buttaro left Ae Wealth Management, Llc for Cetera Investment Advisers Llc (registered 2024-11-18)
Nov 18, 2024 · Advisor changed firm · fact
Vincent Buttaro left Edward Jones for Ae Wealth Management, Llc (registered 2022-11-08)
Nov 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address