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Advisor at OSAIC ADVISORY SERVICES, LLC
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Sep 12, 2014 | Nov 8, 2024 | no | LA VISTA, NE|Omaha, NE|LAVISTA, NE | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jun 24, 2014 | Jun 14, 2024 | no | LA VISTA, NE|Omaha, NE|La Vista, NE | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 4, 2013 | Feb 17, 2014 | no | LA VISTA, NE | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 19, 2010 | Sep 3, 2013 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC WEALTH, INC. | Nov 8, 2024 | Jun 14, 2024 | -147 | Channel change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | ARBOR POINT ADVISORS | Jun 14, 2024 | Sep 12, 2014 | -3,563 | Channel change | Other |
| EQUITABLE ADVISORS, LLC | SECURITIES AMERICA ADVISORS, INC. | Sep 3, 2013 | Sep 4, 2013 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:23131:NE:2024-11-08 | Nov 8, 2024 | Jun 14, 2024 | LAVISTA, NE | Firm change after gap |
| 110518:165127:NE:2024-06-14 | Jun 14, 2024 | Sep 12, 2014 | LA VISTA, NE | Firm change after gap |