DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••• B•••• • C••••••
Legal name J•••• J• B•••• • C••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 27, 2012 · 34 filings
SEC status approved since May 15, 2006
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.2B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$179M
derived; firm RAUM over IAPD count
Employees
17
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.3B as of Mar 24, 2026
Mar 27, 2012$122M then
HNW client RAUM$111M as of Mar 24, 2026
Mar 23, 2018$202M then
State-registered IARs (5.B.3)8 as of Mar 24, 2026
Mar 27, 20120 then
Employees (5.A)17 as of Mar 24, 2026
Feb 21, 20136 then
Private funds: no history
RAUM +17% over the last fiscal year+21% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $179MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 88derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $395,818derivedHNW RAUM over HNW clients
- Average account
- $495,380derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $145M, 138 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.1B88%
- High-net-worth individuals$111M8.8%
- Pension and profit-sharing plans$42.6M3.4%
- Individual clients
- 337reported
- HNW clients
- 280reported
- Pension plan clients
- 10reported
- Charitable clients
- n/areported
- Accounts
- 2,530reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $145M for 138 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• J••••• B••••Certified Financial Planner | Melville, Ny | Aug 20, 2021 | 38 y | 0 |
| R•••• B••••••Certified Financial Planner | Melville, Ny | Aug 20, 2021 | 19 y | 0 |
| A•••••• L•••••••Certified Financial Planner | Melville, Ny | Aug 25, 2021 | 31 y | 0 |
| N•••• A•• H••••Certified Financial Planner | Melville, Ny | Aug 27, 2021 | 12 y | 0 |
| A••• K•••••Certified Financial Planner | Melville, Ny | Feb 25, 2022 | 13 y | 3 |
| A•••••• B••• M••••Certified Financial Planner | Melville, Ny | May 7, 2024 | 17 y | 4 |
| D•••• M•••••• C•••••Chartered Financial Analyst | Darien, Ct | Oct 15, 2025 | 15 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- T••• S••••• K••••• to A•••••• P••••••• W••••• M•••••••••Mar 4, 2024 · RIA to RIA
Joined, latest
- D•••• M•••••• C••••• from J••• M••••• S••••••••• L••Oct 15, 2025 · Wirehouse to independent RIA
- A•••••• B••• M•••• from C••••••••• F•••••••• N••••••May 7, 2024 · Affiliated broker-dealer or bank to independent RIA
- A••• K••••• from F••••••• P••••••• A•• W•••••••• A•••••••Feb 25, 2022 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••• J••••• · President/Ceocontrolsince 04/2006 · owns 75% or more
- E••••• J•••••• · Manager Of Client Services & Ccocontrolsince 02/2023 · owns less than 5%
- L•••••••• A•••••• · Managing Directorcontrolsince 04/1998 · owns less than 5%
- K•••••• A••• · Director Of Financial Planningsince 01/2023 · owns less than 5%
- M•••• S•••••• C•••••• · Chief Investment Officersince 03/2014 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Melville, Ny · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 24, 2026custody of client assets (Item 9.A): no on the filing of 2025-02-28, yes on the filing of 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 85.0% to 9.0% between the annual amendments of 2025-02-28 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 2,064 to 2,530Feb 28, 2025 to Mar 24, 2026
- Advisory employees · 7 to 8Feb 28, 2025 to Mar 24, 2026
- HNW clients · 235 to 280Feb 28, 2025 to Mar 24, 2026
- Pension plan clients · 11 to 10Feb 28, 2025 to Mar 24, 2026
- Assets in custody · $432M to $145MFeb 28, 2025 to Mar 24, 2026
- Custody of client assets · false to trueFeb 28, 2025 to Mar 24, 2026
- Employees · 15 to 17Feb 28, 2025 to Mar 24, 2026
- Financial planning clients · 26-50 to 51-100Feb 28, 2025 to Mar 24, 2026
- State-registered IARs · 7 to 8Feb 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.1B to $1.3BFeb 28, 2025 to Mar 24, 2026
- HNW RAUM · $905M to $111MFeb 28, 2025 to Mar 24, 2026
- Individual RAUM · $128M to $1.1BFeb 28, 2025 to Mar 24, 2026
- Pension RAUM · $37.6M to $42.6MFeb 28, 2025 to Mar 24, 2026
- RAUM · $1.1B to $1.3BFeb 28, 2025 to Mar 24, 2026
- Accounts · 1,755 to 2,064Aug 15, 2024 to Feb 28, 2025
- HNW clients · 199 to 235Aug 15, 2024 to Feb 28, 2025
- Individual clients · 320 to 337Aug 15, 2024 to Feb 28, 2025
- Pension plan clients · 13 to 11Aug 15, 2024 to Feb 28, 2025
- Assets in custody · $122M to $432MAug 15, 2024 to Feb 28, 2025
- Financial planning clients · 26-50 to 26-50Aug 15, 2024 to Feb 28, 2025
- Discretionary RAUM · $885M to $1.1BAug 15, 2024 to Feb 28, 2025
- HNW RAUM · $735M to $905MAug 15, 2024 to Feb 28, 2025
- Individual RAUM · $123M to $128MAug 15, 2024 to Feb 28, 2025
- Pension RAUM · $27.9M to $37.6MAug 15, 2024 to Feb 28, 2025
- RAUM · $885M to $1.1BAug 15, 2024 to Feb 28, 2025
- Advisory employees · 6 to 7Mar 4, 2024 to Jul 31, 2024
- Employees · 6 to 15Mar 4, 2024 to Jul 31, 2024
- State-registered IARs · 6 to 7Mar 4, 2024 to Jul 31, 2024
- Accounts · 1,601 to 1,755Aug 17, 2023 to Mar 4, 2024
- Advisory employees · 7 to 6Aug 17, 2023 to Mar 4, 2024
- HNW clients · 169 to 199Aug 17, 2023 to Mar 4, 2024
- Individual clients · 258 to 320Aug 17, 2023 to Mar 4, 2024
- Assets in custody · $246M to $122MAug 17, 2023 to Mar 4, 2024
- Custody of client assets · true to falseAug 17, 2023 to Mar 4, 2024
- Employees · 11 to 6Aug 17, 2023 to Mar 4, 2024
- Discretionary RAUM · $700M to $885MAug 17, 2023 to Mar 4, 2024
- HNW RAUM · $571M to $735MAug 17, 2023 to Mar 4, 2024
- Individual RAUM · $100M to $123MAug 17, 2023 to Mar 4, 2024
- Pension RAUM · $28.7M to $27.9MAug 17, 2023 to Mar 4, 2024
- RAUM · $700M to $885MAug 17, 2023 to Mar 4, 2024
Signals
6 dated events
- T••• S••••• K••••• left J••• B•••• • C•••••• for A•••••• P••••••• W••••• M••••••••• (registered 2025-09-10)Mar 4, 2024 · Advisor changed firm · fact
- J••• B•••• • C•••••• reported RAUM $885.3M, up 26% from $700.3M (2023-08-17 to 2024-03-04)Mar 4, 2024 · RAUM change · derived
- Jessica Evans (Manager Of Client Services & Cco) appeared on Schedule A of J••• B•••• • C••••••Mar 4, 2023 · Control person joined · fact
- A•••••• L••••••• (Managing Director) appeared on Schedule A of J••• B•••• • C••••••Mar 4, 2023 · Control person joined · fact
- J••• B•••• • C•••••• reported RAUM $725.0M, up 26% from $574.6M (2021-11-09 to 2022-03-08)Mar 8, 2022 · RAUM change · derived
- J••• B•••• • C•••••• reported RAUM $471.3M, up 31% from $360.2M (2019-10-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@jjburns.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 631-390-0500reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/jj-burns-&-companyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- JJB••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 631-390-0500reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- jjburns.com/get-to-know-us/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- jjburns.com/get-to-know-us/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $179Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026