DFX Intelligence

T••• S••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

T••• S••••• K•••••

Advisor at A•••••• P••••••• W••••• M•••••••••

NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• P••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• P••••••• W••••• M•••••••••	Independent wealth	Sep 10, 2025	n/a	yes	NEW YORK, NY	Current employment
J••• B•••• • C••••••	Independent wealth	Aug 3, 2023	Mar 4, 2024	no	MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• B•••• • C••••••	A•••••• P••••••• W••••• M•••••••••	Mar 4, 2024	Sep 10, 2025	555	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ A•••••• P••••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 10, 2025 to presentfactForm ADV
→ J••• B•••• • C••••••Registered adviserregistration: previous registration
Aug 3, 2023 to Mar 4, 2024factForm ADV

Dated events

Order

Occurred
4 Mar 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 3, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.