DFX Intelligence

C•••••• J••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

C•••••• J••• P•••••••••

Advisor at N••••• I••••••••• M••••••••• B••••••• T••••

ST PETERSBERG, FL | PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:3bd5f961-a70c-be44-f488-52fc22124fa9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• I••••••••• M••••••••• B••••••• T••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 15, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• I••••••••• M••••••••• B••••••• T••••	Asset manager	Apr 20, 2020	n/a	yes	ST PETERSBERG, FL\|PHILADELPHIA, PA	Current employment
D••••••• C•••••• M••••••••• A•••••••• I••	Former SEC adviser	Jul 13, 2010	Apr 20, 2020	no	PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• C•••••• M••••••••• A•••••••• I••	N••••• I••••••••• M••••••••• B••••••• T••••	Apr 20, 2020	Apr 20, 2020	0	Bulk transfer	Other
L•••••• F•••••••• D••••••••• I•••	D••••••• C•••••• M••••••••• A•••••••• I••	Dec 17, 2009

Relationships

Registered with (3)

→ N••••• I••••••••• M••••••••• B••••••• T••••Registered adviserregistration: current employment
Apr 20, 2020 to presentfactForm ADV
→ D••••••• C•••••• M••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 13, 2010 to Apr 20, 2020factForm ADV
→ L•••••• F•••••••• D••••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2007 to Dec 17, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bd5f961-a70c-be44-f488-52fc22124fa9
First observed: Mar 30, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.