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Advisor at CONTEGO CAPITAL GROUP, INC.
EDINA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONTEGO CAPITAL GROUP, INC. | Mixed wealth | Jan 22, 2026 | n/a | yes | EDINA, MN | Current employment |
| SECURED RETIREMENT ADVISORS, LLC | Independent wealth | Jan 5, 2023 | Aug 15, 2024 | no | ST LOUIS PARK, MN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 4, 2014 | Jan 3, 2023 | no | MINNEAPOLIS, MN|Minneapolis, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 13, 2007 | Apr 3, 2008 | no | SAINT PAUL, MN | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jun 2, 2006 | Mar 12, 2007 | no | ST. PAUL, MN|ST PAUL, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURED RETIREMENT ADVISORS, LLC | CONTEGO CAPITAL GROUP, INC. | Aug 15, 2024 | Jan 22, 2026 | 525 | Firm change after gap | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | SECURED RETIREMENT ADVISORS, LLC | Jan 3, 2023 | Jan 5, 2023 | 2 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 3, 2008 | Feb 4, 2014 | 2,133 | Firm change after gap | Wirehouse to ibd |
| RBC CAPITAL MARKETS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 12, 2007 | Mar 13, 2007 | 1 | Firm change | Ibd to wirehouse |