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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

SCOTT RYAN WHEELER

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

NEWTON LOWER FALLS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3be95696-de4d-8265-e16b-90964d2d9829

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 5, 2008
First registration: Oct 26, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5408041

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 30, 2016	n/a	yes	NEWTON LOWER FALLS, MA	Current employment
BOSTON HARBOR WEALTH ADVISORS, LLC	Former SEC adviser	Aug 22, 2017	Oct 30, 2018	no	ACTON, MA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 26, 2011	Dec 31, 2012	no	Middleton, MA\|Hingham, MA\|Boston, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOSTON HARBOR WEALTH ADVISORS, LLC	n/a	Oct 30, 2018	n/a	n/a	Departure no registered destination	Departure
AMERIPRISE FINANCIAL SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 31, 2012	Jun 30, 2016	1,277	Firm change after gap	Other

Relationships

Registered with (3)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jun 30, 2016 to presentfactForm ADV
→ BOSTON HARBOR WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 22, 2017 to Oct 30, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 26, 2011 to Dec 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3be95696-de4d-8265-e16b-90964d2d9829
First observed: Oct 26, 2011
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCOTT RYAN WHEELER

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

NEWTON LOWER FALLS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3be95696-de4d-8265-e16b-90964d2d9829

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Bd affiliated wealth

Jun 30, 2016

n/a

yes

NEWTON LOWER FALLS, MA

Current employment

BOSTON HARBOR WEALTH ADVISORS, LLC

Former SEC adviser

Aug 22, 2017

Oct 30, 2018

ACTON, MA

Previous registration

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Oct 26, 2011

Dec 31, 2012

Middleton, MA|Hingham, MA|Boston, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

BOSTON HARBOR WEALTH ADVISORS, LLC

n/a

Oct 30, 2018

n/a

Departure no registered destination

Departure

AMERIPRISE FINANCIAL SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dec 31, 2012

Jun 30, 2016

1,277

Firm change after gap

Other