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RIA / WealthAdvisorChartered Financial Consultant35 years in industry

Drew Willliam Pelton

Advisor at PROVERBI CAPITAL ADVISORS, LLC

BATON ROUGE, LA | MELBOURNE, FL

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Search this name across graphsid dfx:ria:3bff5fa9-cc00-3c05-d19e-e5b6e20a1e78

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Aug 19, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROVERBI CAPITAL ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Sep 4, 1991
First registration: Aug 19, 2002
Dual registered: no
Other names: DREW WILLIAM PELTON
IAPD individual key: 2152585

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROVERBI CAPITAL ADVISORS, LLC	State registered	Mar 11, 2026	n/a	yes	MELBOURNE, FL\|BATON ROUGE, LA	Current employment
KOVACK ADVISORS, INC.	Bd affiliated wealth	Oct 16, 2025	Mar 11, 2026	no	Baton Rouge, LA\|FT. LAUDERDALE, FL	Previous registration
SOUND INCOME STRATEGIES, LLC	Independent wealth	Apr 8, 2019	Jun 18, 2025	no	Baton Rouge, LA\|FORT LAUDERDALE, FL	Previous registration
RIDGE CAPITAL ADVISORS, LLC	State registered	Jan 22, 2018	Apr 5, 2019	no	BATON ROUGE, LA\|ORO VALLEY, AZ	Previous registration
USA WEALTH MANAGEMENT LLC	Former SEC adviser	Oct 1, 2009	Oct 11, 2010	no	GRAND RAPIDS, MI	Previous registration
USI SECURITIES, INC.	No RAUM reported	Oct 4, 2006	Jun 29, 2007	no	FALLS CHURCH, VA	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Nov 5, 2004	Oct 18, 2005	no	BETHESDA, MD	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 19, 2002	Dec 31, 2003	no	VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	PROVERBI CAPITAL ADVISORS, LLC	Mar 11, 2026	Mar 11, 2026	0	Firm change	Ibd to state RIA
SOUND INCOME STRATEGIES, LLC	KOVACK ADVISORS, INC.	Jun 18, 2025	Oct 16, 2025	120	Firm change	RIA to ibd
RIDGE CAPITAL ADVISORS, LLC	SOUND INCOME STRATEGIES, LLC	Apr 5, 2019	Apr 8, 2019	3	Firm change	Other
USA WEALTH MANAGEMENT LLC	RIDGE CAPITAL ADVISORS, LLC	Oct 11, 2010	Jan 22, 2018	2,660	Firm change after gap	Other
USI SECURITIES, INC.	USA WEALTH MANAGEMENT LLC	Jun 29, 2007	Oct 1, 2009	825	Firm change after gap	Other
WALNUT STREET SECURITIES, INC.	USI SECURITIES, INC.	Oct 18, 2005	Oct 4, 2006	351	Firm change	Other
MML INVESTORS SERVICES, LLC	WALNUT STREET SECURITIES, INC.	Dec 31, 2003	Nov 5, 2004	310	Firm change	Other

Relationships

Registered with (8)

→ PROVERBI CAPITAL ADVISORS, LLCRegistered adviserregistration: current employment
Mar 11, 2026 to presentfactForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Oct 16, 2025 to Mar 11, 2026factForm ADV
→ SOUND INCOME STRATEGIES, LLCRegistered adviserregistration: previous registration
Apr 8, 2019 to Jun 18, 2025factForm ADV
→ RIDGE CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 22, 2018 to Apr 5, 2019factForm ADV
→ USA WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 1, 2009 to Oct 11, 2010factForm ADV
→ USI SECURITIES, INC.Registered adviserregistration: previous registration
Oct 4, 2006 to Jun 29, 2007factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Nov 5, 2004 to Oct 18, 2005factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 19, 2002 to Dec 31, 2003factForm ADV

Dated events

Occurred
Mar 11, 2026
Advisor changed firm
Drew Willliam Pelton left Kovack Advisors, Inc. for Proverbi Capital Advisors, Llc (registered 2026-03-11)
Form ADVobserved 5 days ago
Occurred
Jun 18, 2025
Advisor changed firm
Drew Willliam Pelton left Sound Income Strategies, Llc for Kovack Advisors, Inc. (registered 2025-10-16)
Form ADVobserved 5 days ago