DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Drew Willliam Pelton

Proverbi Capital Advisors, LLCstate registeredBaton Rouge, La IA-onlyIAPD 2152585

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Drew William Pelton

At current firm

0 y

since Mar 11, 2026

In the industry

35 y

since Sep 4, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Proverbi Capital Advisors, LLC state registered current
since Mar 11, 2026 · Melbourne, Fl
Kovack Advisors, Inc. BD affiliated
Oct 16, 2025 to Mar 11, 2026 · Baton Rouge, La
Sound Income Strategies, LLC independent RIA
Apr 8, 2019 to Jun 18, 2025 · Baton Rouge, La
Ridge Capital Advisors, LLC state registered
Jan 22, 2018 to Apr 5, 2019 · Baton Rouge, La
USA Wealth Management LLC former
Oct 1, 2009 to Oct 11, 2010 · Grand Rapids, Mi
Usi Securities, Inc. no RAUM
Oct 4, 2006 to Jun 29, 2007 · Falls Church, Va
Walnut Street Securities, Inc. former
Nov 5, 2004 to Oct 18, 2005 · Bethesda, Md
MML Investors Services, LLC BD affiliated
Aug 19, 2002 to Dec 31, 2003 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

Kovack Advisors, Inc. to Proverbi Capital Advisors, LLC
left Mar 11, 2026, registered Mar 11, 2026 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
Sound Income Strategies, LLC to Kovack Advisors, Inc.
left Jun 18, 2025, registered Oct 16, 2025 (120 days) · RIA to affiliated broker-dealer or bank
Ridge Capital Advisors, LLC to Sound Income Strategies, LLC
left Apr 5, 2019, registered Apr 8, 2019 (3 days) · Other
USA Wealth Management LLC to Ridge Capital Advisors, LLC
left Oct 11, 2010, registered Jan 22, 2018 (2660 days) · Other
Usi Securities, Inc. to USA Wealth Management LLC
left Jun 29, 2007, registered Oct 1, 2009 (825 days) · Other
Walnut Street Securities, Inc. to Usi Securities, Inc.
left Oct 18, 2005, registered Oct 4, 2006 (351 days) · Other
MML Investors Services, LLC to Walnut Street Securities, Inc.
left Dec 31, 2003, registered Nov 5, 2004 (310 days) · Other

Signals

Drew Willliam Pelton left Kovack Advisors, Inc. for Proverbi Capital Advisors, Llc (registered 2026-03-11)
Mar 11, 2026 · Advisor changed firm · fact
Drew Willliam Pelton left Sound Income Strategies, Llc for Kovack Advisors, Inc. (registered 2025-10-16)
Jun 18, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address