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Advisor at WORLD EQUITY GROUP, INC.
Oakbrook Terrace, IL | Schaumburg, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Dec 21, 2017 | n/a | yes | Schaumburg, IL|Oakbrook Terrace, IL | Current employment |
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | May 10, 2013 | Dec 31, 2015 | no | SCHAUMBURG, IL|SCHAUMBURG, IL|Schaumburg, IL | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2008 | Jun 23, 2011 | no | DOWNERS GROVE, IL|ST. CHARLES, IL|SCOTTSDALE, AZ | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | Oct 23, 2008 | Oct 31, 2008 | no | GENEVA, IL | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | Oct 3, 2001 | Oct 10, 2008 | no | SOUTH BARRINGTON, IL|SOUTH BARRINGTON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | WORLD EQUITY GROUP, INC. | Jun 23, 2011 | May 10, 2013 | 687 | Firm change after gap | Other |
| AMERICAN GENERAL SECURITIES INCORPORATED | SAGEPOINT FINANCIAL, INC. | Oct 31, 2008 | Oct 31, 2008 | 0 | Bulk transfer | Other |