DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lissette Strefner
Feed of 09/14/2026
Also filed as Lissette Ruiz
At current firm
8 y
since Dec 21, 2017
In the industry
27 y
since Apr 1, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Equity Group, Inc. BD affiliated currentsince Dec 21, 2017 · Schaumburg, Il
- World Equity Group, Inc. BD affiliatedMay 10, 2013 to Dec 31, 2015 · Schaumburg, Il
- Sagepoint Financial, Inc. formerOct 31, 2008 to Jun 23, 2011 · Downers Grove, Il
- American General Securities Incorporated unclassifiedOct 23, 2008 to Oct 31, 2008 · Geneva, Il
- American General Securities Incorporated unclassifiedOct 3, 2001 to Oct 10, 2008 · South Barrington, Il
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to World Equity Group, Inc.left Jun 23, 2011, registered May 10, 2013 (687 days) · Other
- American General Securities Incorporated to Sagepoint Financial, Inc.left Oct 31, 2008, registered Oct 31, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address