DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at X•• F•••••••• G••••
Springdale, MD | Bethesda, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| X•• F•••••••• G•••• | Independent wealth | Sep 1, 2021 | n/a | yes | Bethesda, MD|Springdale, MD | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Nov 20, 2019 | Aug 31, 2021 | no | BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | X•• F•••••••• G•••• | Aug 31, 2021 | Sep 1, 2021 | 1 | Firm change | Wirehouse to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••• F•••• A••••••• | Nov 18, 2019 | Nov 20, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:284987:MD:2021-08-31 | Aug 31, 2021 | Sep 1, 2021 | BETHESDA, MD | Firm change |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 12, 2018 | Nov 18, 2019 | no | CLINTON, MD|Clinton, MD|COLUMBIA, MD|MITCHELLVILLE, MD|MITCHELLVILLE, MD|MITCHELLVILLE, MD|MITCHELLVILLE, MD|COLUMBIA, MD | Previous registration |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Aug 31, 2016 | Apr 30, 2018 | no | HYATTSVILLE, MD|HYATTSVILLE, MD | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Dec 24, 2015 | Dec 31, 2016 | no | HYATTSVILLE, MD|HYATTSVILLE, MD | Previous registration |
| M••••• S•••••• | Wirehouse | Aug 22, 2013 | Nov 23, 2015 | no | WASHINGTON, DC | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Mar 24, 2005 | Jul 16, 2013 | no | MCLEAN, VA|MCLEAN, VA|MCLEAN, VA | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Feb 24, 2004 | Dec 31, 2004 | no | FALLS CHURCH, VA | Previous registration |
| 2 |
| Firm change |
| Wirehouse to wirehouse |
| T••••• A••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Apr 30, 2018 | Jun 12, 2018 | 43 | Firm change | Ibd to wirehouse |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Aug 31, 2016 | -122 | Bulk transfer | Other |
| M••••• S•••••• | S••••••• I••••••••• S•••••••• I••• | Nov 23, 2015 | Dec 24, 2015 | 31 | Firm change | Other |
| W•••• F•••• A••••••• | M••••• S•••••• | Jul 16, 2013 | Aug 22, 2013 | 37 | Firm change | Wirehouse to wirehouse |
| E•••••••• A•••••••• L•• | W•••• F•••• A••••••• | Dec 31, 2004 | Mar 24, 2005 | 83 | Firm change | Ibd to wirehouse |