DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••• W••••• M••••••••• I•••
ANAHEIM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• W••••• M••••••••• I••• | Independent wealth | Apr 29, 2022 | n/a | yes | ANAHEIM, CA | Current employment |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Apr 22, 2016 | Aug 2, 2022 | no | Anaheim, CA|Chino, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A• W••••• M••••••••• L•• | M••••• W••••• M••••••••• I••• | Aug 2, 2022 | Apr 29, 2022 | -95 | Firm change after gap | Ibd to RIA |
| V••• E••••• M••••••••• L•• | A• W••••• M••••••••• L•• | Sep 9, 2016 | Apr 22, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282580:318592:CA:2022-08-02 | Aug 2, 2022 | Apr 29, 2022 | CHINO, CA | Firm change after gap |
| V••• E••••• M••••••••• L•• | Independent wealth | Apr 9, 2015 | Sep 9, 2016 | no | ANAHEIM, CA | Previous registration |
| H••••• I••••••••• M••••••••• L•• | Independent wealth | Mar 26, 2013 | Apr 7, 2015 | no | PLACENTIA, CA|ANAHEIM, CA|CINCINNATI, OH | Previous registration |
| -140 |
| Firm change after gap |
| Other |
| H••••• I••••••••• M••••••••• L•• | V••• E••••• M••••••••• L•• | Apr 7, 2015 | Apr 9, 2015 | 2 | Firm change | Other |