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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MOSLEY WEALTH MANAGEMENT, INC.

CRD 318592

ANAHEIM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:716087b5-3f45-1934-55c3-bcf415fcbb91

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 5
On other graphs: 0
Observed: Oct 13, 2023 to Jul 10, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $279MItem 5.F on the latest filing (2026-07-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $278M
Private client RAUM: $279MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $23.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 10
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 1,393
Individual clients: 624
High net worth clients: 83
Custody, client assets: $84.1M
SEC number: 801-129053
CRD: 318592
Filings on the tape: 13
First filed: Oct 13, 2023
Latest filed: Jul 10, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FELTON THOMAS MOSLEY	n/a	ANAHEIM, CA	4	31	3	no
Travis Bradford Hawley	Chartered Financial Consultant	ANAHEIM, CA	4	11	1	no
GEOFFREY ALLEN SCHULLER	n/a	ANAHEIM, CA	3	11	n/a	no
Roberto Romero Leon	n/a	ANAHEIM, CA	2	11	n/a	no
RYAN MICHAEL TICE	n/a	ANAHEIM, CA	2	12	1	no
Aaron Lucas Wirohusodo	n/a	ANAHEIM, CA	1	12	1	no
Gary Dean Farrell	n/a	ANAHEIM, CA	1	13	n/a	no
Nicholas Antonio Rivera	n/a	ANAHEIM, CA	1	10	1	no
CHRISTOPHER BLAKE RADFORD	n/a	ANAHEIM, CA	1	38	7	no
SAMANTHA DIANE MORTON	n/a	ANAHEIM, CA	0	10	1	no
Andrew Douglas Laurin	n/a	San Diego, CA \| ANAHEIM, CA	0	10	1	no
Kevin Michael McCloskey	n/a	ANAHEIM, CA	0	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MOSLEY, FELTON, THOMAS	PRESIDENT, CEO, CCO	E	yes	01/2022	Oct 13, 2023	Feb 29, 2024
Hawley, Travis, Bradford	SECRETARY/INVESTMENT ADVISOR REPRESENTATIVE	A	no	01/2022	Oct 13, 2023	Feb 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MOSLEY INSURANCE & FINANCIAL SERVICES	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Arcadia	CA	United States	6	no
Glendale	CA	United States	6	no
Ontario	CA	United States	6	no
SAN DIEGO	CA	United States	6	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026	$279M	$278M	15	10	4	n/a	n/a
2024	Mar 10, 2025	$185M	$183M	15	8	4	n/a	n/a
2023	Feb 29, 2024	$127M	$127M	12	5	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	6	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$279M	$185M	50.9%	n/a	n/a	15	15	4	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AE WEALTH MANAGEMENT, LLC	3	Aug 2, 2022	Apr 29, 2022	ANAHEIM, CA	Team lift out	Ibd to RIA	0.8%

Relationships

Registered with (15)

← Kevin Michael McCloskeyAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← SAMANTHA DIANE MORTONAdvisorregistration: current employment
Apr 21, 2026 to presentfactForm ADV
← Andrew Douglas LaurinAdvisorregistration: current employment
Apr 21, 2026 to presentfactForm ADV
← CHRISTOPHER BLAKE RADFORDAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← Nicholas Antonio RiveraAdvisorregistration: current employment
Mar 7, 2025 to presentfactForm ADV
← Gary Dean FarrellAdvisorregistration: current employment
Dec 26, 2024 to presentfactForm ADV
← Aaron Lucas WirohusodoAdvisorregistration: current employment
Oct 16, 2024 to presentfactForm ADV
← RYAN MICHAEL TICEAdvisorregistration: current employment
Jan 26, 2024 to presentfactForm ADV
← Roberto Romero LeonAdvisorregistration: current employment
Jan 25, 2024 to presentfactForm ADV
← GEOFFREY ALLEN SCHULLERAdvisorregistration: current employment
Apr 14, 2023 to presentfactForm ADV
← FELTON THOMAS MOSLEYAdvisorregistration: current employment
Apr 29, 2022 to presentfactForm ADV
← Travis Bradford HawleyAdvisorregistration: current employment
Apr 29, 2022 to presentfactForm ADV
← Charles SheridanAdvisorregistration: previous registration
Apr 29, 2022 to Jul 7, 2025factForm ADV
← Joshua Nicholas DalafuAdvisorregistration: previous registration
Apr 13, 2023 to Dec 14, 2023factForm ADV
← CAYDEN NORTONAdvisorregistration: previous registration
Feb 7, 2023 to Dec 14, 2023factForm ADV

Controls (1)

← MOSLEY, FELTON, THOMASOwnerPRESIDENT, CEO, CCO, ownership code E, individual
Oct 13, 2023 to Feb 29, 2024factForm ADV

Owns (1)

← Hawley, Travis, BradfordOwnerSECRETARY/INVESTMENT ADVISOR REPRESENTATIVE, ownership code A, individual
Oct 13, 2023 to Feb 29, 2024factForm ADV

Moved with (1)

← AE WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
Aug 2, 2022 to Apr 29, 2022factForm ADV

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
Charles Sheridan left Mosley Wealth Management, Inc. for Fisher Investments (registered 2025-10-27)
Form ADVobserved 4 days ago
Occurred
Dec 14, 2023
Advisor changed firm
Cayden Norton left Mosley Wealth Management, Inc. for Tempus Wealth Planning, Llc (registered 2023-12-26)
Form ADVobserved 4 days ago
Occurred
Dec 14, 2023
Advisor changed firm
Joshua Nicholas Dalafu left Mosley Wealth Management, Inc. for Missionsquare Retirement (registered 2024-03-22)
Form ADVobserved 4 days ago
Occurred
Oct 13, 2023
First Form ADV filing
Mosley Wealth Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago
Occurred
Aug 2, 2022
Team lift-out
3 advisors left AE Wealth Management, LLC (Anaheim, CA) for Mosley Wealth Management, Inc. on the same day
Form ADVobserved 4 days ago
3 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:716087b5-3f45-1934-55c3-bcf415fcbb91
First observed: Oct 13, 2023
Last observed: Jul 10, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MOSLEY WEALTH MANAGEMENT, INC.

CRD 318592

ANAHEIM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:716087b5-3f45-1934-55c3-bcf415fcbb91

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FELTON THOMAS MOSLEY

n/a

ANAHEIM, CA

Travis Bradford Hawley

Chartered Financial Consultant

ANAHEIM, CA

GEOFFREY ALLEN SCHULLER

n/a

ANAHEIM, CA

n/a

Roberto Romero Leon

n/a

ANAHEIM, CA

n/a

RYAN MICHAEL TICE

n/a

ANAHEIM, CA

Aaron Lucas Wirohusodo

n/a

ANAHEIM, CA

Gary Dean Farrell

n/a

ANAHEIM, CA

n/a

Nicholas Antonio Rivera

n/a

ANAHEIM, CA

CHRISTOPHER BLAKE RADFORD

n/a

ANAHEIM, CA

SAMANTHA DIANE MORTON

n/a

ANAHEIM, CA

Andrew Douglas Laurin

n/a

San Diego, CA | ANAHEIM, CA

Kevin Michael McCloskey

n/a

ANAHEIM, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MOSLEY, FELTON, THOMAS

PRESIDENT, CEO, CCO

yes

01/2022

Oct 13, 2023

Feb 29, 2024

Hawley, Travis, Bradford

SECRETARY/INVESTMENT ADVISOR REPRESENTATIVE

01/2022

Oct 13, 2023

Feb 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MOSLEY INSURANCE & FINANCIAL SERVICES

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Arcadia

United States

Glendale

United States

Ontario

United States

SAN DIEGO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 17, 2026

$279M

$278M

n/a

2024

Mar 10, 2025

$185M

$183M

n/a

2023

Feb 29, 2024

$127M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$279M

$185M

50.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AE WEALTH MANAGEMENT, LLC

Aug 2, 2022

Apr 29, 2022

ANAHEIM, CA

Team lift out

Ibd to RIA

0.8%