DFX Intelligence

K•••• D•• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

K•••• D•• P•••••

Advisor at V••• E••••• M••••••••• L••

PLANO, TX | Austin, TX

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Search this name across graphsid dfx:ria:3c571047-a184-a12d-8334-05c297c8fab7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• E••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 14, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• E••••• M••••••••• L••	Independent wealth	Aug 4, 2023	n/a	yes	Austin, TX\|PLANO, TX	Current employment
T•• H••••• G•••• W••••• M••••••••• P••••••• L••	n/a	Jun 15, 2021	Aug 1, 2023	no	AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• H••••• G•••• W••••• M••••••••• P••••••• L••	V••• E••••• M••••••••• L••	Aug 1, 2023	Aug 4, 2023	3	Firm change	Other
S•• I••••••••• A•••••••• I•••	T•• H••••• G•••• W••••• M••••••••• P••••••• L••	Jun 3, 2021	Jun 15, 2021

Relationships

Registered with (9)

→ V••• E••••• M••••••••• L••Registered adviserregistration: current employment
Aug 4, 2023 to presentfactForm ADV
→ T•• H••••• G•••• W••••• M••••••••• P••••••• L••Registered adviserregistration: previous registration
Jun 15, 2021 to Aug 1, 2023factForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 21, 2013 to Jun 3, 2021factForm ADV
→ A•••• A•••• A•••••••

Dated events

Occurred
Aug 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c571047-a184-a12d-8334-05c297c8fab7
First observed: Oct 2, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.