DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••••••••• F•••••••• A•••••••• L••
Overland Park, KS | NORTH PLATTE, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••••• F•••••••• A•••••••• L•• | Independent wealth | May 19, 2015 | n/a | yes | NORTH PLATTE, NE|Overland Park, KS | Current employment |
| S•••••••• F••••••••• I••• | Former SEC adviser | Apr 16, 2010 | Nov 30, 2015 | no | OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• F••••••••• I••• | P••••••••• F•••••••• A•••••••• L•• | Nov 30, 2015 | May 19, 2015 | -195 | Firm change after gap | Other |
| P••••••••• F•••••••• A•••••••• L•• | S••••••••• S••••••••• I••• | Oct 1, 2010 | Mar 18, 2003 |
| S••••••••• S••••••••• I••• | n/a | Mar 18, 2003 | Jul 2, 2003 | no | OVERLAND PARK, KS | Previous registration |
| P••••••••• F•••••••• A•••••••• L•• | n/a | Feb 13, 2003 | Oct 1, 2010 | no | NORTH PLATTE, NE | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Dec 1, 1998 | Dec 31, 2002 | no | OVERLAND PARK, KS | Previous registration |
| -2,754 |
| Firm change after gap |
| Other |
| S••••••••• S••••••••• I••• | S•••••••• F••••••••• I••• | Jul 2, 2003 | Apr 16, 2010 | 2,480 | Firm change after gap | Other |
| F•• S••••••••• C••••••••• | P••••••••• F•••••••• A•••••••• L•• | Dec 31, 2002 | Feb 13, 2003 | 44 | Firm change | Other |