DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• L•••• L•••••••• • W•••••• L••
Latest filing Mar 25, 2026
First filing on the tape Apr 7, 2016 · 18 filings
SEC status approved since Apr 21, 2016
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$2.1B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$301M
derived; firm RAUM over IAPD count
Employees
14
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$2.4B as of Mar 25, 2026
Mar 29, 2017$1.0B then
HNW client RAUM$2.1B as of Mar 25, 2026
Mar 30, 2018$1.1B then
State-registered IARs (5.B.3)8 as of Mar 25, 2026
Mar 29, 20176 then
Employees (5.A)14 as of Mar 25, 2026
Mar 29, 201711 then
Private funds1 as of Mar 25, 2026
Mar 29, 20171 then
RAUM +10% over the last fiscal year+16% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $301MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $417M, 116 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B89%
- Charitable organizations$127M5.3%
- Pension and profit-sharing plans$125M5.2%
- Pooled investment vehicles$13.3M0.6%
- Individual clients
- 0reported
- HNW clients
- 503reported
- Pension plan clients
- 13reported
- Charitable clients
- 33reported
- Accounts
- 1,056reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $417M for 116 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.89 fund_share=0.01 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• A••• L••••••••Chartered Financial Analyst | Boston, Ma | May 7, 2016 | 31 y | 1 |
| M•••••• T••••• B•••• | Boston, Ma | May 7, 2016 | 27 y | 1 |
| J••••• L••• R•••••• | Boston, Ma | May 25, 2016 | 24 y | 4 |
| M•••••• M•••••• M••••Chartered Financial Analyst | Boston, Ma | May 25, 2016 | 45 y | 1 |
| M••••• W••••••••• L••• | Boston, Ma | May 31, 2016 | 35 y | 1 |
| E••• G••••• W••••••Chartered Financial Analyst | Boston, Ma | Sep 21, 2017 | 22 y | 0 |
| D•••• E••••• W•••••Chartered Financial Analyst | Boston, Ma | Dec 5, 2017 | 20 y | 0 |
| N••••••• J•••• F•••••••••Chartered Financial Analyst | Boston, Ma | Apr 1, 2020 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from M••••• L••• • L••••••••• L••Apr 29, 2016 · Boston, Ma · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••• W•••• L• | Other Private Fund | $13.3M | 9 | Dec 14, 2011 |
Owners and control persons
Schedule A and B, latest filing
- L••••••••• R•••••• A••• · Managing Membercontrolsince 07/2015 · owns 25% to 50%
- L•••• M•••••• W••••••••• · Membercontrolsince 07/2015 · owns 10% to 25%
- M••••• M••••••• M•••••• · Membercontrolsince 07/2015 · owns 10% to 25%
- W•••••• D••••• E••••• · Managing Membercontrolsince 02/2017 · owns 10% to 25%
- B••••• M••••••• T••••• · Membersince 12/2025 · owns less than 5%
- G•••••• B••••• D•••• · Chief Compliance Officersince 07/2015 · owns less than 5%
- W••••••• E•••• G••••• · Membersince 12/2025 · owns less than 5%
Related persons
Schedule D 7.A
- M••••• L••• • L•••••••• A••••••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 25, 2026HNW share of RAUM moved from 0.0% to 89.0% between the annual amendments of 2025-04-02 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,011 to 1,056Apr 2, 2025 to Mar 25, 2026
- Charity clients · 31 to 33Apr 2, 2025 to Mar 25, 2026
- HNW clients · 0 to 503Apr 2, 2025 to Mar 25, 2026
- Individual clients · 493 to 0Apr 2, 2025 to Mar 25, 2026
- Pension plan clients · 11 to 13Apr 2, 2025 to Mar 25, 2026
- Assets in custody · $1.7B to $417MApr 2, 2025 to Mar 25, 2026
- Discretionary RAUM · $2.2B to $2.4BApr 2, 2025 to Mar 25, 2026
- HNW RAUM · $0 to $2.1BApr 2, 2025 to Mar 25, 2026
- Individual RAUM · 1955678908.0 to unsetApr 2, 2025 to Mar 25, 2026
- Pension RAUM · $108M to $125MApr 2, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $14.4M to $13.3MApr 2, 2025 to Mar 25, 2026
- RAUM · $2.2B to $2.4BApr 2, 2025 to Mar 25, 2026
- Accounts · 976 to 1,011Nov 13, 2024 to Apr 2, 2025
- Individual clients · 547 to 493Nov 13, 2024 to Apr 2, 2025
- Pension plan clients · 14 to 11Nov 13, 2024 to Apr 2, 2025
- Assets in custody · $1.4B to $1.7BNov 13, 2024 to Apr 2, 2025
- Employees · 13 to 14Nov 13, 2024 to Apr 2, 2025
- Financial planning clients · 26-50 to 26-50Nov 13, 2024 to Apr 2, 2025
- Discretionary RAUM · $1.6B to $2.2BNov 13, 2024 to Apr 2, 2025
- Individual RAUM · $1.4B to $2.0BNov 13, 2024 to Apr 2, 2025
- Pension RAUM · $89.8M to $108MNov 13, 2024 to Apr 2, 2025
- Pooled vehicle RAUM · $13.2M to $14.4MNov 13, 2024 to Apr 2, 2025
- RAUM · $1.6B to $2.2BNov 13, 2024 to Apr 2, 2025
- Accounts · 950 to 976Nov 22, 2023 to Mar 26, 2024
- Charity clients · 32 to 31Nov 22, 2023 to Mar 26, 2024
- Individual clients · 474 to 547Nov 22, 2023 to Mar 26, 2024
- Pension plan clients · 15 to 14Nov 22, 2023 to Mar 26, 2024
- Assets in custody · $1.2B to $1.4BNov 22, 2023 to Mar 26, 2024
- Employees · 12 to 13Nov 22, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.5B to $1.6BNov 22, 2023 to Mar 26, 2024
- Individual RAUM · $1.4B to $1.4BNov 22, 2023 to Mar 26, 2024
- Pension RAUM · $74.1M to $89.8MNov 22, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $12.5M to $13.2MNov 22, 2023 to Mar 26, 2024
- RAUM · $1.5B to $1.6BNov 22, 2023 to Mar 26, 2024
- Other offices · 1 to 0Mar 30, 2023 to Nov 22, 2023
- Accounts · 887 to 950Jan 3, 2023 to Mar 30, 2023
- Business name · M••••• L••• • L••••••••• L•• to M••••• L•••• L•••••••• • W•••••• L••Jan 3, 2023 to Mar 30, 2023
- Charity clients · 31 to 32Jan 3, 2023 to Mar 30, 2023
- Individual clients · 443 to 474Jan 3, 2023 to Mar 30, 2023
- Pension plan clients · 17 to 15Jan 3, 2023 to Mar 30, 2023
Signals
3 dated events
- M••••• L•••• L•••••••• • W•••••• L•• reported RAUM $2.2B, up 36% from $1.6B (2024-11-13 to 2025-04-02)Apr 2, 2025 · RAUM change · derived
- M••••• L••• • L••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 7, 2016 · Succession (Item 4) · fact
- M••••• L••• • L••••••••• L•• filed its initial SEC registration (Form ADV)Apr 7, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••••• L•••• L•••••••• • W•••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- info@moodylynn.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 617-371-2610reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 617-973-0590reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/moody-lynn-lieberson-walker-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-973-0590reportedpublic record, Form ADV, Mar 25, 2026
- Team page
- moodylynn.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $301Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026