DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••••• I••••••••• P•••••••• L••
EL SEGUNDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••• I••••••••• P•••••••• L•• | Independent wealth | Aug 20, 2026 | n/a | yes | EL SEGUNDO, CA | Current employment |
| P•••••• • W••••• M••••••••• A••••••• | Independent wealth | Jan 28, 2026 | May 11, 2026 | no | WALTHAM, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• • W••••• M••••••••• A••••••• | G•••••• I••••••••• P•••••••• L•• | May 11, 2026 | Aug 20, 2026 | 101 | Firm change | RIA to RIA |
| P••••• F••••• C•••••• L•• | P•••••• • W••••• M••••••••• A••••••• | Mar 29, 2021 | Jan 28, 2026 |
| P••••• F••••• C•••••• L•• | Former SEC adviser | Feb 5, 2021 | Mar 29, 2021 | no | NEW YORK, NY | Previous registration |
| N•• I••••••••• M••••••••• C••••••• L•• | Former SEC adviser | Feb 1, 2008 | Aug 26, 2019 | no | LOS ANGELES, CA | Previous registration |
| W••••••••• C•••••• M••••••••• L•• | n/a | Jul 4, 2005 | Aug 15, 2007 | no | LOS ANGELES, CA | Previous registration |
| 1,766 |
| Firm change after gap |
| Other |
| N•• I••••••••• M••••••••• C••••••• L•• | P••••• F••••• C•••••• L•• | Aug 26, 2019 | Feb 5, 2021 | 529 | Firm change after gap | Other |
| W••••••••• C•••••• M••••••••• L•• | N•• I••••••••• M••••••••• C••••••• L•• | Aug 15, 2007 | Feb 1, 2008 | 170 | Firm change | Other |