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CRD 145250
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| P••••• F••••• O••••••• F•••• L••• | Other Private Fund | $3.5M | Nov 6, 2014 | 2 | Mar 26, 2013 | dropped | 021-192686 |
| L••• A••••• P••••••• F••• S••••• L••• | Hedge Fund | $0 | Mar 31, 2022 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••••• E••• | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2022 | Mar 31, 2022 | Mar 28, 2024 |
| H•••••• J••••• D••• | MANAGING MEMBER, CHAIRMAN, & CEO | E | yes | 09/2007 | Mar 29, 2012 | Mar 28, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $1.3B | $1.2B | 5.6% | $1.2B | 1.4% | 10 | 13 | 0 | 0 |
| 0 |
| Mar 31, 2022 |
| dropped |
| n/a |
| CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER |
| Na |
| yes |
| 01/2012 |
| Mar 29, 2012 |
| Mar 28, 2024 |
| T•••••• D•••• W•••• | President | Na | yes | 03/2022 | Mar 31, 2022 | Mar 28, 2024 |
| D•••••• D••••• S•••• | RESEARCH ANALYST & CO-PORTFOLIO MANAGER | A | no | 07/2017 | Mar 28, 2018 | Mar 28, 2024 |
| Mar 17, 2025 |
| $1.3B |
| $566M |
| 10 |
| 6 |
| 0 |
| 1 |
| n/a |
| 2023 | Mar 28, 2024 | $1.2B | $728M | 13 | 7 | 0 | 1 | $96.6M |
| 2022 | Mar 21, 2023 | $1.1B | $856M | 13 | 7 | 0 | 1 | $96.9M |
| 2021 | Mar 31, 2022 | $1.2B | $967M | 14 | 9 | 0 | 2 | $97.3M |
| 2020 | Mar 29, 2021 | $1.1B | $870M | 15 | 9 | 0 | 1 | $76.4M |
| 2019 | Mar 20, 2020 | $1.5B | $1.2B | 15 | 9 | 0 | 1 | $79.6M |
| 2018 | Mar 22, 2019 | $1.7B | $1.4B | 13 | 7 | 0 | 1 | $69.8M |
| 2017 | Mar 28, 2018 | $1.7B | $1.3B | 14 | 7 | 0 | 1 | $89.4M |
| 2016 | Mar 29, 2017 | $1.6B | $1.2B | 14 | 7 | n/a | 1 | $83.6M |
| 2015 | Mar 29, 2016 | $1.3B | $1.3B | 14 | 6 | n/a | 1 | $66.1M |
| 2014 | Mar 30, 2015 | $1.4B | $1.4B | 8 | 6 | n/a | 1 | $72.7M |
| 2013 | Mar 28, 2014 | $919M | $890M | 8 | 6 | n/a | 2 | $70.1M |
| 2012 | Mar 26, 2013 | $503M | $479M | 8 | 6 | n/a | 2 | $66.6M |
| 2011 | Mar 29, 2012 | $355M | $330M | n/a | n/a | n/a | 1 | $62.0M |