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Advisor at W•••• F•••• A•••••••
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Oct 3, 2012 | n/a | yes | ST. LOUIS, MO | Current employment |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Oct 29, 2009 | Aug 28, 2012 | no | ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Aug 28, 2012 | Oct 29, 2009 | -1,034 | Firm change after gap | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Aug 28, 2012 | Oct 29, 2009 |
| T• A••••••••• I••• | Former SEC adviser | Oct 29, 2009 | Aug 28, 2012 | no | CHESTERFIELD, MO|St Louis, MO | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 5, 2005 | Oct 26, 2009 | no | CHESTERFIELD, MO|CHESTERFIELD, MO | Previous registration |
| -1,034 |
| Channel change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 26, 2009 | Oct 29, 2009 | 3 | Firm change | Other |