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Advisor at CWM, LLC
Centerville, UT | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Jan 2, 2024 | n/a | yes | OMAHA, NE|Centerville, UT | Current employment |
| ARS INVESTMENT ADVISORS, INC. | Former SEC adviser | May 16, 2018 | Jun 13, 2024 | no | KAYSVILLE, UT | Previous registration |
| ALLEGIS INVESTMENT ADVISORS, LLC | Former SEC adviser | Aug 8, 2013 | Jun 14, 2018 | no | WOODS CROSS, UT|IDAHO FALLS, ID|FARMINGTON, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARS INVESTMENT ADVISORS, INC. | CWM, LLC | Jun 13, 2024 | Jan 2, 2024 | -163 | Firm change after gap | RIA to ibd |
| ALLEGIS INVESTMENT ADVISORS, LLC | ARS INVESTMENT ADVISORS, INC. | Jun 14, 2018 | May 16, 2018 | -29 | Firm change | RIA to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 293750:155344:UT:2024-06-13 | Jun 13, 2024 | Jan 2, 2024 | KAYSVILLE, UT | Firm change after gap |
| 157314:293750:UT:2018-06-14 | Jun 14, 2018 | May 16, 2018 | FARMINGTON, UT | Firm change |