DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Mike Gibbs
At current firm
2 y
since Jan 2, 2024
In the industry
37 y
since May 1, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cwm, LLC BD affiliated currentsince Jan 2, 2024 · Omaha, Ne
- Ars Investment Advisors, Inc. formerMay 16, 2018 to Jun 13, 2024 · Kaysville, Ut
- Allegis Investment Advisors, LLC formerAug 8, 2013 to Jun 14, 2018 · Woods Cross, Ut
Moves
a registration end followed by a registration begin elsewhere
- Ars Investment Advisors, Inc. to Cwm, LLCleft Jun 13, 2024, registered Jan 2, 2024 (-163 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Allegis Investment Advisors, LLC to Ars Investment Advisors, Inc.left Jun 14, 2018, registered May 16, 2018 (-29 days) · RIA to a newly registered adviser · moved with a team
Signals
- Michael John Gibbs left Ars Investment Advisors, Inc. for Cwm, Llc (registered 2024-01-02)Jun 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address