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S•••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

S•••••• V••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ccdb64e-25d9-077b-8c6f-5507fa9dc339

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Feb 6, 2025	n/a	yes	DALLAS, TX\|PLYMOUTH, MN	Current employment
X• W••••• M•••••••••	Former SEC adviser	Jan 17, 2025	Feb 14, 2025	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
X• W••••• M•••••••••	W••••• E••••••••• A••••••• S•••••••• L••	Feb 14, 2025	Feb 6, 2025	-8	Firm change	RIA to ibd
R•••••• J•••• • A••••••••• I•••	X• W••••• M•••••••••	Aug 3, 2018	Sep 25, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
281767:116407:TX:2025-02-14	Feb 14, 2025	Feb 6, 2025	DALLAS, TX	Firm change
705:281767:TX:2018-08-02	Aug 3, 2018	Sep 25, 2018	DALLAS, TX	Firm change

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 6, 2025 to presentfactForm ADV
→ X• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 17, 2025 to Feb 14, 2025factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
May 15, 2013 to Aug 3, 2018factForm ADV
→ L••••••• A•••• M••••••••• L••

Dated events

Occurred
Feb 14, 2025
Advisor changed firm
S•••••• V•••••• left X• W••••• M••••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-02-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ccdb64e-25d9-077b-8c6f-5507fa9dc339
First observed: Mar 6, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.