DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Valelly
Feed of 09/14/2026
Also filed as Stephen J Valelly
At current firm
1 y
since Feb 6, 2025
In the industry
26 y
since Jul 14, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Feb 6, 2025 · Dallas, Tx
- Xo Wealth Management formerJan 17, 2025 to Feb 14, 2025 · Dallas, Tx
- Xo Wealth Management formerSep 25, 2018 to Dec 31, 2024 · Dallas, Tx
- Raymond James & Associates, Inc. national BDMay 15, 2013 to Aug 3, 2018 · Dallas, Tx
- Leucadia Asset Management LLC asset managerApr 23, 2010 to May 16, 2013 · New York, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 6, 2006 to Apr 29, 2010 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Xo Wealth Management to Wealth Enhancement Advisory Services, LLCleft Feb 14, 2025, registered Feb 6, 2025 (-8 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Raymond James & Associates, Inc. to Xo Wealth Managementleft Aug 3, 2018, registered Sep 25, 2018 (53 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Leucadia Asset Management LLC to Raymond James & Associates, Inc.left May 16, 2013, registered May 15, 2013 (-1 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Leucadia Asset Management LLCleft Apr 29, 2010, registered Apr 23, 2010 (-6 days) · Other
Signals
- Stephen Valelly left Xo Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2025-02-06)Feb 14, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address