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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

INNOVEST PORTFOLIO SOLUTIONS LLC

CRD 106110

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:975314eb-ab76-cf63-4bd7-08b2c88ba0a4

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 8
On other graphs: 1
Observed: Mar 30, 2012 to Apr 1, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Innovest Portfolio Solutions LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 23
Employees: 63
Advisory employees: 30
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 14
High net worth clients: 178
SEC number: 801-51483
CRD: 106110
Filings on the tape: 31
First filed: Mar 30, 2012
Latest filed: Apr 1, 2026
Organised: Limited Liability Company, CO
Website: innovestinc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD MICHAEL TODD	n/a	Denver, CO	27	40	n/a	no
WENDY JO DOMINGUEZ	n/a	DENVER, CO	27	32	n/a	no
GORDON KENNEDY TEWELL	Chartered Financial Analyst	DENVER, CO	14	30	n/a	no
PETER JAMES MUSTIAN	n/a	DENVER, CO	14	22	n/a	no
Aidan Sloan Smith	n/a	DENVER, CO	10	11	n/a	no
JARED A MARTIN	Certified Financial Planner	DENVER, CO	10	25	1	no
ROBERT WALTON STEBBINS	n/a	Alameda, CA	6	29	3	no
RICHARD ANTHONY RODGERS	n/a	DENVER, CO	6	17	4	no
Troy Thomas Jensen	n/a	DENVER, CO	6	11	n/a	no
DUSTIN WAYNE ROBERTS	n/a	DENVER, CO	5	20	1	no
FRANKLIN Dwayne CORNETT	Certified Financial Planner	DENVER, CO	4	10	1	no
Kyli Mikiko Soto	n/a	DENVER, CO	4	15	n/a	no
Sydney Nicole Aeschlimann	n/a	DENVER, CO	3	10	n/a	no
TOMAS ERIK JANSSON	n/a	DENVER, CO \| Alameda, CA	2	22	4	no
CHRISTIAN STRAUSS O'DWYER	Chartered Financial Analyst	DENVER, CO	2	12	3	no
Kristy Beth LeGrande	Chartered Financial Analyst	DENVER, CO	1	27	n/a	no
STEVEN ANDREW KARSH	n/a	DENVER, CO	1	23	2	no
CHERYL KOSTKA WILKS	n/a	DENVER, CO	0	34	n/a	no
WYCK JOSEPH BROWN	Chartered Financial Analyst	DENVER, CO	0	12	n/a	yes
AMY SUSAN HANOPHY	n/a	DENVER, CO	0	29	11	no
Zachary Pitman	n/a	DENVER, CO	0	12	2	no
ERIC THOMAS KOEPLIN	n/a	DENVER, CO	0	34	4	no
JOSEPH ESSERMAN	n/a	DENVER, CO	0	10	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOMINGUEZ, WENDY, JO	MANAGER, MEMBER	C	yes	07/2007	Mar 30, 2012	Mar 28, 2024
DOMINGUEZ, WENDY, JO	President	Na	yes	07/1996	Mar 30, 2012	Mar 28, 2024
INNOVEST HOLDINGS, INC.	Member	E	yes	01/2002	Mar 30, 2012	Mar 28, 2024
MUSTIAN, PETER, JAMES	CHIEF OPERATING OFFICER	Na	yes	05/2015	Mar 27, 2017	Mar 28, 2024
TODD, RICHARD, MICHAEL	Ceo	Na	yes	07/1996	Mar 30, 2012	Mar 28, 2024
TODD, RICHARD, MICHAEL	MANAGER, MEMBER	D	yes	07/1996	Mar 30, 2012	Mar 28, 2024
CRUZ, PAMELA	CHIEF COMPLIANCE OFFICER	Na	no	04/2023	Mar 29, 2023	Mar 28, 2024
FENDER, WILLIAM, EWART	Principal	Na	no	01/2002	Mar 30, 2012	Mar 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Alameda	CA	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$0	$0	63	30	3	n/a	n/a
2024	Apr 9, 2025	$0	$0	61	29	2	n/a	n/a
2023	Mar 28, 2024	n/a	n/a	60	37	3	n/a	n/a
2022	Mar 29, 2023	n/a	n/a	56	32	3	n/a	n/a
2021	Mar 23, 2022	n/a	n/a	53	30	3	n/a	n/a
2020	Mar 30, 2021	n/a	n/a	53	29	2	n/a	n/a
2019	May 8, 2020	n/a	n/a	54	29	2	n/a	n/a
2018	Mar 29, 2019	n/a	n/a	46	25	2	n/a	n/a
2017	Mar 22, 2018	n/a	n/a	46	22	0	n/a	n/a
2016	Mar 27, 2017	n/a	n/a	46	23	n/a	n/a	n/a
2015	Mar 29, 2016	$13B	$35.0M	37	21	n/a	n/a	n/a
2014	Mar 30, 2015	$8.9B	$37.4M	35	20	n/a	n/a	n/a
2013	Mar 28, 2014	$7.0B	$2.4M	34	19	n/a	n/a	n/a
2012	Apr 1, 2013	$5.5B	$2.0M	29	16	n/a	n/a	n/a
2011	Mar 30, 2012	$4.1B	$2.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	3	1	13.0%	1	0	0	7	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	63	61	3	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ADVISORY CONSULTING GROUP LLC	2	Jun 10, 2020	Jul 1, 2020	ALAMEDA, CA	Team lift out	Other	100.0%

Relationships

Registered with (32)

← JOSEPH ESSERMANAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← ERIC THOMAS KOEPLINAdvisorregistration: current employment
Jun 16, 2026 to presentfactForm ADV
← Zachary PitmanAdvisorregistration: current employment
Jun 8, 2026 to presentfactForm ADV
← AMY SUSAN HANOPHYAdvisorregistration: current employment
Feb 22, 2026 to presentfactForm ADV
← WYCK JOSEPH BROWNAdvisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← CHERYL KOSTKA WILKSAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← STEVEN ANDREW KARSHAdvisorregistration: previous registration
Apr 5, 2013 to Oct 12, 2023factForm ADV
← Kristy Beth LeGrandeAdvisorregistration: current employment
Jan 14, 2025 to presentfactForm ADV
← CHRISTIAN STRAUSS O'DWYERAdvisorregistration: previous registration
Dec 4, 2015 to Oct 11, 2019factForm ADV
← TOMAS ERIK JANSSONAdvisorregistration: current employment
Oct 31, 2023 to presentfactForm ADV
← Sydney Nicole AeschlimannAdvisorregistration: current employment
Jan 26, 2023 to presentfactForm ADV
← Kyli Mikiko SotoAdvisorregistration: current employment
Jun 16, 2022 to presentfactForm ADV
← FRANKLIN Dwayne CORNETTAdvisorregistration: current employment
Mar 3, 2022 to presentfactForm ADV
← DUSTIN WAYNE ROBERTSAdvisorregistration: current employment
Oct 20, 2020 to presentfactForm ADV
← Troy Thomas JensenAdvisorregistration: current employment
Aug 24, 2020 to presentfactForm ADV
← RICHARD ANTHONY RODGERSAdvisorregistration: previous registration
Mar 19, 2014 to Mar 14, 2019factForm ADV
← ROBERT WALTON STEBBINSAdvisorregistration: current employment
Jun 25, 2020 to presentfactForm ADV
← JARED A MARTINAdvisorregistration: current employment
Jun 28, 2016 to presentfactForm ADV
← Aidan Sloan SmithAdvisorregistration: current employment
Mar 8, 2016 to presentfactForm ADV
← PETER JAMES MUSTIANAdvisorregistration: current employment
May 1, 2012 to presentfactForm ADV
← GORDON KENNEDY TEWELLAdvisorregistration: current employment
Nov 21, 2011 to presentfactForm ADV
← RICHARD MICHAEL TODDAdvisorregistration: current employment
Jan 1, 1999 to presentfactForm ADV
← WENDY JO DOMINGUEZAdvisorregistration: current employment
Jan 1, 1999 to presentfactForm ADV
← Abigail Kathleen ThomasAdvisorregistration: previous registration
Dec 22, 2016 to Jun 2, 2026factForm ADV
← MATTHEW ROBERT FOSTERAdvisorregistration: previous registration
Feb 27, 2026 to Jun 2, 2026factForm ADV
← Natalie Anne MillerAdvisorregistration: previous registration
Feb 28, 2025 to Mar 5, 2026factForm ADV
← Steven Paul FraleyAdvisorregistration: previous registration
Jun 11, 2020 to Jun 23, 2025factForm ADV
← PAUL GARETH NACARIOAdvisorregistration: previous registration
Oct 3, 2018 to Apr 9, 2025factForm ADV
← michael sutton corbettAdvisorregistration: previous registration
Dec 6, 2019 to Jan 2, 2023factForm ADV
← KENNETH REID SENOURAdvisorregistration: previous registration
Sep 16, 2016 to Jun 8, 2021factForm ADV
and 2 more

Owns (2)

← FENDER, WILLIAM, EWARTOwnerPRINCIPAL, ownership code NA, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← CRUZ, PAMELAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2023 to Mar 28, 2024factForm ADV

Controls (4)

← TODD, RICHARD, MICHAELOwnerMANAGER, MEMBER, ownership code D, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← DOMINGUEZ, WENDY, JOOwnerMANAGER, MEMBER, ownership code C, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← MUSTIAN, PETER, JAMESOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 27, 2017 to Mar 28, 2024factForm ADV
← INNOVEST HOLDINGS, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to Mar 28, 2024factForm ADV

Moved with (1)

← ADVISORY CONSULTING GROUP LLCRegistered adviser2 advisors, team lift out, same day
Jun 10, 2020 to Jul 1, 2020factForm ADV

Dated events

Occurred
Jun 2, 2026
Advisor changed firm
Matthew Robert Foster left Innovest Portfolio Solutions Llc for Moneta Group Investment Advisors, Llc (registered 2026-06-05)
Form ADVobserved 3 days ago
Occurred
Jun 2, 2026
Advisor changed firm
Abigail Kathleen Thomas left Innovest Portfolio Solutions Llc for Rbc Capital Markets, Llc (registered 2026-06-08)
Form ADVobserved 3 days ago
Occurred
Mar 5, 2026
Advisor changed firm
Natalie Anne Miller left Innovest Portfolio Solutions Llc for Aspen Grove Capital, Llc (registered 2026-03-12)
Form ADVobserved 3 days ago
Occurred
Jun 23, 2025
Advisor changed firm
Steven Paul Fraley left Innovest Portfolio Solutions Llc for First Trust Advisors Lp (registered 2025-08-26)
Form ADVobserved 3 days ago
Occurred
Apr 9, 2025
Advisor changed firm
Paul Gareth Nacario left Innovest Portfolio Solutions Llc for Creative Planning (registered 2025-04-23)
Form ADVobserved 3 days ago
Occurred
Oct 12, 2023
Advisor changed firm
Steven Andrew Karsh left Innovest Portfolio Solutions Llc for Ulrich Investment Consultants (registered 2023-09-18)
Form ADVobserved 3 days ago
Occurred
Jan 2, 2023
Advisor changed firm
Michael Sutton Corbett left Innovest Portfolio Solutions Llc for Wealtheq (registered 2023-02-22)
Form ADVobserved 3 days ago
Occurred
Jun 4, 2020
Succession filed (Item 4)
Innovest Portfolio Solutions Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:975314eb-ab76-cf63-4bd7-08b2c88ba0a4
First observed: Mar 30, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INNOVEST PORTFOLIO SOLUTIONS LLC

CRD 106110

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:975314eb-ab76-cf63-4bd7-08b2c88ba0a4

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD MICHAEL TODD

n/a

Denver, CO

n/a

WENDY JO DOMINGUEZ

n/a

DENVER, CO

n/a

GORDON KENNEDY TEWELL

Chartered Financial Analyst

DENVER, CO

n/a

PETER JAMES MUSTIAN

n/a

DENVER, CO

n/a

Aidan Sloan Smith

n/a

DENVER, CO

n/a

JARED A MARTIN

Certified Financial Planner

DENVER, CO

ROBERT WALTON STEBBINS

n/a

Alameda, CA

RICHARD ANTHONY RODGERS

n/a

DENVER, CO

Troy Thomas Jensen

n/a

DENVER, CO

n/a

DUSTIN WAYNE ROBERTS

n/a

DENVER, CO

FRANKLIN Dwayne CORNETT

Certified Financial Planner

DENVER, CO

Kyli Mikiko Soto

n/a

DENVER, CO

n/a

Sydney Nicole Aeschlimann

n/a

DENVER, CO

n/a

TOMAS ERIK JANSSON

n/a

DENVER, CO | Alameda, CA

CHRISTIAN STRAUSS O'DWYER

Chartered Financial Analyst

DENVER, CO

Kristy Beth LeGrande

Chartered Financial Analyst

DENVER, CO

n/a

STEVEN ANDREW KARSH

n/a

DENVER, CO

CHERYL KOSTKA WILKS

n/a

DENVER, CO

n/a

WYCK JOSEPH BROWN

Chartered Financial Analyst

DENVER, CO

n/a

yes

AMY SUSAN HANOPHY

n/a

DENVER, CO

Zachary Pitman

n/a

DENVER, CO

ERIC THOMAS KOEPLIN

n/a

DENVER, CO

JOSEPH ESSERMAN

n/a

DENVER, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOMINGUEZ, WENDY, JO

MANAGER, MEMBER

yes

07/2007

Mar 30, 2012

Mar 28, 2024

DOMINGUEZ, WENDY, JO

President

yes

07/1996

Mar 30, 2012

Mar 28, 2024

INNOVEST HOLDINGS, INC.

Member

yes

01/2002

Mar 30, 2012

Mar 28, 2024

MUSTIAN, PETER, JAMES

CHIEF OPERATING OFFICER

yes

05/2015

Mar 27, 2017

Mar 28, 2024

TODD, RICHARD, MICHAEL

Ceo

yes

07/1996

Mar 30, 2012

Mar 28, 2024

TODD, RICHARD, MICHAEL

MANAGER, MEMBER

yes

07/1996

Mar 30, 2012

Mar 28, 2024

CRUZ, PAMELA

CHIEF COMPLIANCE OFFICER

04/2023

Mar 29, 2023

Mar 28, 2024

FENDER, WILLIAM, EWART

Principal

01/2002

Mar 30, 2012

Mar 28, 2024

City

State

Country

Employees

Also broker-dealer

Alameda

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

n/a

2024

Apr 9, 2025

n/a

2023

Mar 28, 2024

n/a

2022

Mar 29, 2023

n/a

2021

Mar 23, 2022

n/a

2020

Mar 30, 2021

n/a

2019

May 8, 2020

n/a

2018

Mar 29, 2019

n/a

2017

Mar 22, 2018

n/a

2016

Mar 27, 2017

n/a

2015

Mar 29, 2016

$13B

$35.0M

n/a

2014

Mar 30, 2015

$8.9B

$37.4M

n/a

2013

Mar 28, 2014

$7.0B

$2.4M

n/a

2012

Apr 1, 2013

$5.5B

$2.0M

n/a

2011

Mar 30, 2012

$4.1B

$2.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

13.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ADVISORY CONSULTING GROUP LLC

Jun 10, 2020

Jul 1, 2020

ALAMEDA, CA

Team lift out

Other

100.0%