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Advisor at FACET
WEST PALM BEACH, FL | Fort Collins, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Facet | Independent wealth | Jun 12, 2026 | n/a | yes | Fort Collins, CO|WEST PALM BEACH, FL | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2023 | Nov 13, 2025 | no | Fort Collins, CO|GREENWOOD VILLAGE, CO|GREENWOOD VILLAGE, CO | Previous registration |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Jan 6, 2022 | Apr 3, 2023 | no | GREENWOOD VILLAGE, CO|Parkton, MD|Fort Collins, CO | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Nov 4, 2015 | Jan 3, 2022 | no | HUNT VALLEY, MD | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 30, 2015 | Aug 20, 2015 | no | York, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Facet | Nov 13, 2025 | Jun 12, 2026 | 211 | Firm change | Ibd to RIA |
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| OSAIC FA, INC. | PERSONAL CAPITAL ADVISORS CORPORATION | Jan 3, 2022 | Jan 6, 2022 | 3 | Firm change | Ibd to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | OSAIC FA, INC. | Aug 20, 2015 | Nov 4, 2015 | 76 | Firm change | Other |