RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• S•••••
- F•••• independent RIA currentsince Jun 12, 2026 · Fort Collins, Co
- E•••••• A••••••• G••••• L•• BD affiliatedApr 3, 2023 to Nov 13, 2025 · Fort Collins, Co
- P••••••• C•••••• A••••••• C••••••••• formerJan 6, 2022 to Apr 3, 2023 · Greenwood Village, Co
- O•••• F•• I••• formerNov 4, 2015 to Jan 3, 2022 · Hunt Valley, Md
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 30, 2015 to Aug 20, 2015 · York, Pa
- E•••••• A••••••• G••••• L•• to F••••left Nov 13, 2025, registered Jun 12, 2026 (211 days) · Affiliated broker-dealer or bank to independent RIA
- P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to P••••••• C•••••• A••••••• C•••••••••left Jan 3, 2022, registered Jan 6, 2022 (3 days) · Affiliated broker-dealer or bank to independent RIA
- N••••••••• M••••• I••••••••• S••••••••• to O•••• F•• I•••left Aug 20, 2015, registered Nov 4, 2015 (76 days) · Other
- R••• S••••• left E•••••• A••••••• G••••• L•• for Facet (registered 2026-06-12)Nov 13, 2025 · Advisor changed firm · fact
- R••• S••••• left O•••• F•• I••• for P••••••• C•••••• A••••••• C••••••••• (registered 2022-01-06)Jan 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address