DFX Intelligence

M•••••• J••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

M•••••• J••• A••••••••

Advisor at B••••• P••••• A•••••••• L••

SCOTTSDALE, AZ | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:3cf70886-63c0-51e4-929d-1180e0f54534

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Aug 28, 2015	n/a	yes	SCOTTSDALE, AZ\|NEWPORT BEACH, CA	Current employment
B••••• P••••• W••••• A•••••••• L••	Former SEC adviser	Oct 27, 2014	Apr 27, 2020	no	SCOTTSDALE, AZ\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• P••••• W••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Apr 27, 2020	Aug 28, 2015	-1,704	Bulk transfer	Other
C•••••••• W••••• M••••••••• L••	B••••• P••••• W••••• A•••••••• L••	Oct 8, 2014	Oct 27, 2014

Relationships

Registered with (6)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Aug 28, 2015 to presentfactForm ADV
→ B••••• P••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2014 to Apr 27, 2020factForm ADV
→ C•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2008 to Oct 8, 2014factForm ADV
→ O••••• I••••••••• P•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3cf70886-63c0-51e4-929d-1180e0f54534
First observed: Jan 30, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.