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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

MARC FROST

Advisor at WORLD EQUITY GROUP, INC.

DUNWOODY, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WORLD EQUITY GROUP, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 10
Exams: S65|S63
First exam: Feb 8, 1984
First registration: Dec 14, 2005
Dual registered: yes, broker-dealer
Other names: MARC JODY FROST|MARC FROST|MARC JODY FROST
IAPD individual key: 1212791

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WORLD EQUITY GROUP, INC.	Bd affiliated wealth	Mar 11, 2009	n/a	yes	DUNWOODY, GA	Current employment
CAPITAL FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 5, 2009	Feb 13, 2009	no	Minot, ND\|DUNWOODY, GA	Previous registration
R. F. LAFFERTY & CO., INC.	Bd affiliated wealth	Sep 11, 2008	Dec 31, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
L.M. KOHN & COMPANY	Former SEC adviser	Dec 14, 2005	Aug 21, 2008	no	DUNWOODY, GA\|DUNWOODY, GA\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL FINANCIAL SERVICES, INC.	WORLD EQUITY GROUP, INC.	Feb 13, 2009	Mar 11, 2009	26	Firm change	Other
R. F. LAFFERTY & CO., INC.	CAPITAL FINANCIAL SERVICES, INC.	Dec 31, 2008	Jan 5, 2009	5	Firm change	Other
L.M. KOHN & COMPANY	R. F. LAFFERTY & CO., INC.	Aug 21, 2008	Sep 11, 2008	21	Firm change	Other

Relationships

Registered with (4)

→ WORLD EQUITY GROUP, INC.Registered adviserregistration: current employment
Mar 11, 2009 to presentfactForm ADV
→ CAPITAL FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2009 to Feb 13, 2009factForm ADV
→ R. F. LAFFERTY & CO., INC.Registered adviserregistration: previous registration
Sep 11, 2008 to Dec 31, 2008factForm ADV
→ L.M. KOHN & COMPANYRegistered adviserregistration: previous registration
Dec 14, 2005 to Aug 21, 2008factForm ADV

Dated events

No dated event names this entity yet.