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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BRAUN-BOSTICH & ASSOCIATES INC.

CRD 288336

CANONSBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d4334c6-0f98-7a41-6c72-8a9d42d6109d

Data as of Apr 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 4, 2017 to Apr 7, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $250MItem 5.F on the latest filing (2026-04-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $245M
Private client RAUM: $245MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $62.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 972
Individual clients: 179
High net worth clients: 90
Custody, client assets: $15.9M
SEC number: 801-110570
CIK: 1740842
CRD: 288336
Filings on the tape: 28
First filed: May 4, 2017
Latest filed: Apr 7, 2026
Organised: Corporation, PA
Website: braun-bostich.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DOUGLAS GEORGE BOSTICH	n/a	CANONSBURG, PA	9	22	1	no
CASSANDRA LYNN KIRBY	n/a	CANONSBURG, PA	9	24	1	no
Tammy Lynn Pompei	Certified Financial Planner	CANONSBURG, PA	9	10	n/a	no
AMY JO BRAUN-BOSTICH	Certified Financial Planner	CANONSBURG, PA	9	36	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRAUN-BOSTICH, AMY, JO	OWNER, CHIEF EXECUTIVE OFFICER, AND PRIVATE WEALTH ADVISOR	E	yes	05/2017	May 4, 2017	Mar 20, 2024
KIRBY, CASSANDRA, LYNN	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, AND PRIVATE WEALTH ADVISOR	B	no	09/2018	Sep 4, 2018	Mar 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 7, 2026	$250M	$245M	7	4	n/a	n/a
2024	Mar 18, 2025	$221M	$217M	7	5	n/a	n/a
2023	Mar 20, 2024	$204M	$200M	7	4	n/a	n/a
2022	Mar 13, 2023	$181M	$178M	8	4	n/a	n/a
2021	Mar 14, 2022	$212M	$209M	8	5	n/a	n/a
2020	Mar 4, 2021	$193M	$191M	8	5	n/a	n/a
2019	Mar 18, 2020	$204M	$202M	8	5	n/a	n/a
2018	Mar 14, 2019	$167M	$165M	8	5	n/a	n/a
2017	Feb 28, 2018	$173M	$173M	9	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$250M	$221M	12.8%	$181M	11.3%	7	7	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AMERIPRISE FINANCIAL SERVICES, LLC	3	Jun 2, 2017	Jun 5, 2017	MCMURRAY, PA	Team lift out	Ibd to new firm	0.0%

Relationships

Registered with (4)

← AMY JO BRAUN-BOSTICHAdvisorregistration: current employment
Jun 5, 2017 to presentfactForm ADV
← DOUGLAS GEORGE BOSTICHAdvisorregistration: current employment
Jun 2, 2017 to presentfactForm ADV
← CASSANDRA LYNN KIRBYAdvisorregistration: current employment
Jun 2, 2017 to presentfactForm ADV
← Tammy Lynn PompeiAdvisorregistration: current employment
Jun 2, 2017 to presentfactForm ADV

Controls (1)

← BRAUN-BOSTICH, AMY, JOOwnerOWNER, CHIEF EXECUTIVE OFFICER, AND PRIVATE WEALTH ADVISOR, ownership code E, individual
May 4, 2017 to Mar 20, 2024factForm ADV

Owns (1)

← KIRBY, CASSANDRA, LYNNOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, AND PRIVATE WEALTH ADVISOR, ownership code B, individual
Sep 4, 2018 to Mar 20, 2024factForm ADV

Moved with (1)

← AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser3 advisors, team lift out
Jun 2, 2017 to Jun 5, 2017factForm ADV

Dated events

Occurred
May 4, 2017
First Form ADV filing
Braun-Bostich & Associates filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d4334c6-0f98-7a41-6c72-8a9d42d6109d
First observed: May 4, 2017
Last observed: Apr 7, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRAUN-BOSTICH & ASSOCIATES INC.

CRD 288336

CANONSBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d4334c6-0f98-7a41-6c72-8a9d42d6109d

Data as of Apr 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DOUGLAS GEORGE BOSTICH

n/a

CANONSBURG, PA

CASSANDRA LYNN KIRBY

n/a

CANONSBURG, PA

Tammy Lynn Pompei

Certified Financial Planner

CANONSBURG, PA

n/a

AMY JO BRAUN-BOSTICH

Certified Financial Planner

CANONSBURG, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRAUN-BOSTICH, AMY, JO

OWNER, CHIEF EXECUTIVE OFFICER, AND PRIVATE WEALTH ADVISOR

yes

05/2017

May 4, 2017

Mar 20, 2024

KIRBY, CASSANDRA, LYNN

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, AND PRIVATE WEALTH ADVISOR

09/2018

Sep 4, 2018

Mar 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 7, 2026

$250M

$245M

n/a

2024

Mar 18, 2025

$221M

$217M

n/a

2023

Mar 20, 2024

$204M

$200M

n/a

2022

Mar 13, 2023

$181M

$178M

n/a

2021

Mar 14, 2022

$212M

$209M

n/a

2020

Mar 4, 2021

$193M

$191M

n/a

2019

Mar 18, 2020

$204M

$202M

n/a

2018

Mar 14, 2019

$167M

$165M

n/a

2017

Feb 28, 2018

$173M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$250M

$221M

12.8%

$181M

11.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AMERIPRISE FINANCIAL SERVICES, LLC

Jun 2, 2017

Jun 5, 2017

MCMURRAY, PA

Team lift out

Ibd to new firm

0.0%