DFX Intelligence
RIA Intelligence
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SEC-registered adviser
B••••••••• • A••••••••• I•••
Latest filing Apr 7, 2026
First filing on the tape May 4, 2017 · 28 filings
SEC status approved since May 15, 2017
RAUM
$250M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$245M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$62.4M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$250M as of Apr 7, 2026
Feb 28, 2018$173M then
HNW client RAUM$188M as of Apr 7, 2026
Feb 28, 2018$100M then
State-registered IARs (5.B.3)4 as of Apr 7, 2026
Feb 28, 20186 then
Employees (5.A)7 as of Apr 7, 2026
Feb 28, 20189 then
Private funds: no history
RAUM +13% over the last fiscal year+11% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $256,830derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $15.9M, 32 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$188M75%
- Individuals$56.4M23%
- Pension and profit-sharing plans$5.0M2.0%
- Charitable organizations$58,4830.0%
- Individual clients
- 179reported
- HNW clients
- 90reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 972reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15.9M for 32 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••••• L••• K•••• | Canonsburg, Pa | Jun 2, 2017 | 24 y | 1 |
| T•••• L••• P•••••Certified Financial Planner | Canonsburg, Pa | Jun 2, 2017 | 10 y | 0 |
| D•••••• G••••• B•••••• | Canonsburg, Pa | Jun 2, 2017 | 22 y | 1 |
| A•• J• B•••••••••Certified Financial Planner | Canonsburg, Pa | Jun 5, 2017 | 36 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•• J• B••••••••• from A••••••••• F•••••••• S•••••••• L••Jun 5, 2017 · Affiliated broker-dealer or bank to a newly registered adviser
- D•••••• G••••• B•••••• from A••••••••• F•••••••• S•••••••• L••Jun 2, 2017 · Affiliated broker-dealer or bank to a newly registered adviser
- C•••••••• L••• K•••• from A••••••••• F•••••••• S•••••••• L••Jun 2, 2017 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from A••••••••• F•••••••• S•••••••• L••Jun 2, 2017 · Mcmurray, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• A••• J• · Owner, Chief Executive Officer, And Private Wealth Advisorcontrolsince 05/2017 · owns 75% or more
- K••••• C••••••••• L••• · Chief Operating Officer, Chief Compliance Officer, And Private Wealth Advisorsince 09/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Canonsburg, Pa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 957 to 972Mar 18, 2025 to Mar 2, 2026
- Advisory employees · 5 to 4Mar 18, 2025 to Mar 2, 2026
- HNW clients · 112 to 90Mar 18, 2025 to Mar 2, 2026
- Individual clients · 190 to 179Mar 18, 2025 to Mar 2, 2026
- Assets in custody · $15.8M to $15.9MMar 18, 2025 to Mar 2, 2026
- Discretionary RAUM · $217M to $245MMar 18, 2025 to Mar 2, 2026
- HNW RAUM · $158M to $188MMar 18, 2025 to Mar 2, 2026
- Individual RAUM · $58.8M to $56.4MMar 18, 2025 to Mar 2, 2026
- Non-discretionary RAUM · $4.1M to $5.0MMar 18, 2025 to Mar 2, 2026
- Pension RAUM · $4.1M to $5.0MMar 18, 2025 to Mar 2, 2026
- RAUM · $221M to $250MMar 18, 2025 to Mar 2, 2026
- Accounts · 947 to 957Mar 20, 2024 to Mar 18, 2025
- Advisory employees · 4 to 5Mar 20, 2024 to Mar 18, 2025
- HNW clients · 66 to 112Mar 20, 2024 to Mar 18, 2025
- Individual clients · 207 to 190Mar 20, 2024 to Mar 18, 2025
- Assets in custody · $13.7M to $15.8MMar 20, 2024 to Mar 18, 2025
- Financial planning clients · 101-250 to 101-250Mar 20, 2024 to Mar 18, 2025
- Discretionary RAUM · $200M to $217MMar 20, 2024 to Mar 18, 2025
- HNW RAUM · $136M to $158MMar 20, 2024 to Mar 18, 2025
- Individual RAUM · $64.1M to $58.8MMar 20, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $3.6M to $4.1MMar 20, 2024 to Mar 18, 2025
- Pension RAUM · $3.6M to $4.1MMar 20, 2024 to Mar 18, 2025
- RAUM · $204M to $221MMar 20, 2024 to Mar 18, 2025
- Accounts · 937 to 947Nov 14, 2023 to Mar 20, 2024
- HNW clients · 59 to 66Nov 14, 2023 to Mar 20, 2024
- Individual clients · 220 to 207Nov 14, 2023 to Mar 20, 2024
- Pension plan clients · 44.0 to unsetNov 14, 2023 to Mar 20, 2024
- Assets in custody · $9.0M to $13.7MNov 14, 2023 to Mar 20, 2024
- Employees · 8 to 7Nov 14, 2023 to Mar 20, 2024
- Discretionary RAUM · $178M to $200MNov 14, 2023 to Mar 20, 2024
- HNW RAUM · $113M to $136MNov 14, 2023 to Mar 20, 2024
- Individual RAUM · $65.5M to $64.1MNov 14, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $2.8M to $3.6MNov 14, 2023 to Mar 20, 2024
- Pension RAUM · $2.8M to $3.6MNov 14, 2023 to Mar 20, 2024
- RAUM · $181M to $204MNov 14, 2023 to Mar 20, 2024
- Accounts · 1,006 to 937Mar 14, 2022 to Mar 13, 2023
- Advisory employees · 5 to 4Mar 14, 2022 to Mar 13, 2023
- Advisory activities · 4 to 5Mar 14, 2022 to Mar 13, 2023
- HNW clients · 66 to 59Mar 14, 2022 to Mar 13, 2023
- Individual clients · 209 to 220Mar 14, 2022 to Mar 13, 2023
Signals
1 dated events
- B••••••••• • A••••••••• filed its initial SEC registration (Form ADV)May 4, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/braun-bostich-associatesreportedpublic record, Form ADV, Sep 21, 2026
- Website
- B•••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (724) 942-2639reportedpublic record, Form ADV, Apr 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026