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Advisor at BAYNES INVESTMENT COUNSEL LLC
Mason, OH | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BAYNES INVESTMENT COUNSEL LLC | State registered | Mar 4, 2024 | n/a | yes | Mason, OH|FORT WORTH, TX | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Feb 2, 2009 | Jul 19, 2010 | no | WALBRIDGE, OH | Previous registration |
| EPLANNING ADVISORS INC | n/a | Jun 28, 2007 | Jan 23, 2009 | no | ROSEVILLE, CA | Previous registration |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Apr 8, 2003 | Oct 30, 2003 | no | MAUMEE, OH | Previous registration |
| MPM WEALTH ADVISORS | Independent wealth | Feb 7, 2003 | Jul 20, 2007 | no | MAUMEE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | BAYNES INVESTMENT COUNSEL LLC | Jul 19, 2010 | Mar 4, 2024 | 4,977 | Firm change after gap | Other |
| EPLANNING ADVISORS INC | SECURITIES AMERICA ADVISORS, INC. | Jan 23, 2009 | Feb 2, 2009 | 10 | Firm change | Other |
| MPM WEALTH ADVISORS | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Jul 20, 2007 | Apr 8, 2003 | -1,564 | Firm change after gap | Other |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | EPLANNING ADVISORS INC | Oct 30, 2003 | Jun 28, 2007 | 1,337 | Firm change after gap | Other |